Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Betty Jean NealPurshe Kaplan Sterling InvestmentsOppenheimer & Co. Inc.$5003-29-2010
Brian Charles McCrackenPurshe Kaplan Sterling InvestmentsMorgan Stanley$20001-04-2010
Charles Sherwood Cooper IIIPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00008-23-2019
Cindy L. PettibonePurshe Kaplan Sterling InvestmentsFeltl & Company05-23-2012
Dennis Eual NicholsPurshe Kaplan Sterling InvestmentsSmith, Moore & Co.$2507-06-2012
Geoffrey Gene RussellPurshe Kaplan Sterling InvestmentsSmith, Moore & Co.07-17-2012
Jeffrey Albert HerculesPurshe Kaplan Sterling InvestmentsSecurian Financial Services, Inc.03-03-2011
John Michael McArthurPurshe Kaplan Sterling InvestmentsMorgan Stanley$15002-21-2012
Jon Michael McGrawPurshe Kaplan Sterling InvestmentsLPL Financial LLC11-02-2009
Jonathan Grant GarlowPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00008-23-2019
Patrick Joseph Howley IIIPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$5001-08-2010
Paul Thomas CarrollPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.01-23-2009
Ryan York PoagePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$5007-01-2011
Vincent Ian PastorinoPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10011-02-2009
William John PohrerPurshe Kaplan Sterling InvestmentsLaBrunerie Financial Services, Inc.$2510-24-2013

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.