Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Thomas BartowRaymond James & Associates, Inc.Resources Investment Advisors$1003-02-2020
Paul Michael HulenRaymond James & Associates, Inc.Edward Jones$15003-01-2019
Edward Gerard HenrichsRaymond James & Associates, Inc.UBS Financial Services Inc.$5008-31-2018
Bernard Joseph HaselhorstRaymond James & Associates, Inc.UBS Financial Services Inc.$5008-31-2018
Martin Erwin ObermanRaymond James & Associates, Inc.UBS Financial Services Inc.$10008-31-2018
Jonathan Morse HeitnerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$20005-11-2018
David Warren Mesker Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-11-2018
Jacob Michael VinsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-11-2018
Clark Edward MorrisonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-27-2018
Rajnish BhuyanRaymond James & Associates, Inc.J.P. Morgan Securities LLC$24402-08-2017
Martin Kyle RuetherRaymond James & Associates, Inc.J.P. Morgan Securities LLC02-08-2017
Jill Garvey LohrRaymond James & Associates, Inc.J.P. Morgan Securities LLC$2502-08-2017
Harold Edward MacfarlandRaymond James & Associates, Inc.UBS Financial Services Inc.$5009-23-2016
Tadd Duane HicksRaymond James & Associates, Inc.UBS Financial Services Inc.$15009-23-2016
Linda R. O'ConnorRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1004-29-2016
Jamie L. HoganRaymond James & Associates, Inc.Evertrade Direct Brokerage, Inc.$2505-15-2015
Steven David LeskoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-10-2015
Kevin Joseph DavidRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10004-10-2015
James Henry Pohlman Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$20001-16-2015
John Frederich SimpsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15009-19-2014
Martin Erwin Bry Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5008-29-2014
Martin Erwin Bry IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5008-29-2014
Daniel James HealeyRaymond James & Associates, Inc.Edward Jones03-26-2014
Daun P. BraswellRaymond James & Associates, Inc.Oppenheimer & Co. Inc.03-10-2014
Robert Allen BoggsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-14-2014
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.