Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Michael VinsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-11-2018
Daniel James HealeyRaymond James & Associates, Inc.Edward Jones03-26-2014
Daun Philen BraswellRaymond James & Associates, Inc.Oppenheimer & Co. Inc.03-10-2014
Charles Matthew FaganRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-11-2011
James Martin Heinen Sr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-09-2009
Martin Erwin ObermanRaymond James & Associates, Inc.UBS Financial Services Inc.$10008-31-2018
David Warren Mesker Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-11-2018
Clark Edward MorrisonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-27-2018
Linda R. O'ConnorRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-29-2016
Kevin Joseph DavidRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-10-2015
Alan James SpilkerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-28-2013
Karl Heinz KuehnRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated$10002-15-2013
Crystal Kay WarrenRaymond James & Associates, Inc.Securian Financial Services, Inc.$10005-16-2011
Thomas Allen BiermannRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-15-2010
Stephen Lee BiermannRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-15-2010
Christopher Keiley CoulterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-01-2009
Brian Frederick RandallRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-09-2009
Paul Michael HulenRaymond James & Associates, Inc.Edward Jones$15003-01-2019
Martin Kyle RuetherRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15002-08-2017
Tadd Duane HicksRaymond James & Associates, Inc.UBS Financial Services Inc.$15009-23-2016
Steven David LeskoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15004-10-2015
John Frederich SimpsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15009-19-2014
John Michael FaganRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15011-11-2011
Jonathan Morse HeitnerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$20005-11-2018
James Henry Pohlman Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$20001-16-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.