Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Gordon SchnitzlerRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-19-2018
Justin Steven BrownRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-02-2018
Todd Joseph KrentzRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2504-02-2018
Dennis Patton WilliamsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-26-2018
Charles Joseph TranklerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5012-01-2017
Ryan Justin TinkerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5012-01-2017
Kenneth William GregerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15011-27-2017
Steven Alan SchertelRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC11-27-2017
Dana Lynn HavensRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-17-2017
Delvan Rex Mitchell Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2017
Ryan Christian PattersonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2017
Angela Sunshine RandallRaymond James Financial Services, Inc.Edward Jones$5010-31-2017
Christopher Grimes ErnstRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2017
William Ashley EllwoodRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$109-29-2017
Jeffrey Paul HollowayRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10002-15-2017
Sean Douglas HarmanRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15002-15-2017
Jason Bradford DickinsonRaymond James Financial Services, Inc.Edward Jones02-10-2017
Justin William MillerRaymond James Financial Services, Inc.Edward Jones$5008-05-2016
Mark Thomas HemryRaymond James Financial Services, Inc.Edward Jones08-04-2016
Steven Paul StraderRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1007-29-2016
Paul David NeunerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-27-2016
Miles Lane JamesRaymond James Financial Services, Inc.Cetera Investment Services LLC$2510-15-2015
Deann Yvonne PeterRaymond James Financial Services, Inc.Cetera Investment Services LLC$5010-14-2015
Jackie Sue ShupeRaymond James Financial Services, Inc.Cetera Investment Services LLC$2510-14-2015
Paula Kay WilsonRaymond James Financial Services, Inc.Cetera Investment Services LLC10-14-2015
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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