Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Brown Tammy Brown Adam BrownRaymond James Financial Services, Inc.UBS Financial Services Inc.$30006-03-2020
George Joseph Simon JrRaymond James Financial Services, Inc.UBS Financial Services Inc.$5009-02-2020
Mitchell Lynn WalkerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-16-2020
Peter Ernest DolanRaymond James Financial Services, Inc.Royal Alliance Associates, Inc.06-12-2020
Thomas Gerard BriggsRaymond James Financial Services, Inc.Royal Alliance Associates, Inc.06-09-2020
Scott David BensingerRaymond James Financial Services, Inc.Royal Alliance Associates, Inc.$10006-09-2020
Martha Elizabeth GuyerRaymond James Financial Services, Inc.Royal Alliance Associates, Inc.06-09-2020
Wistar White Holt JrRaymond James Financial Services, Inc.Royal Alliance Associates, Inc.06-09-2020
Michael Luther BrownRaymond James Financial Services, Inc.UBS Financial Services Inc.$15006-03-2020
Tammy Thompson BrownRaymond James Financial Services, Inc.UBS Financial Services Inc.$15006-03-2020
Adam Christopher BrownRaymond James Financial Services, Inc.UBS Financial Services Inc.$15006-03-2020
Jordan Charles GreenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-15-2020
Joseph Clayton Ganote IIIRaymond James Financial Services, Inc.Waddell & Reed03-30-2020
Kelley Anne ManningRaymond James Financial Services, Inc.Waddell & Reed03-30-2020
John Preston KliewerRaymond James Financial Services, Inc.Waddell & Reed$1,00006-01-2018
Gordon Peter SchnitzlerRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$15004-19-2018
Joseph Gordon SchnitzlerRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-19-2018
Justin Steven BrownRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-02-2018
Todd Joseph KrentzRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-02-2018
Dennis Patton WilliamsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-26-2018
Charles Joseph TranklerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5012-01-2017
Ryan J TinkerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5012-01-2017
Kenneth William GregerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15011-27-2017
Dana Lynn HavensRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-17-2017
Ryan Christian PattersonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.