Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Janssen LongeneckerRaymond James Financial Services, Inc.Edward Jones07-24-2015
Adam Christopher BrownRaymond James Financial Services, Inc.UBS Financial Services Inc.$15006-03-2020
Amy Audrey JacezkoRaymond James Financial Services, Inc.State Farm VP Management Corp.08-31-2015
Charles Joseph TranklerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5012-01-2017
Christopher Grimes ErnstRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2017
Dana Lynn HavensRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-17-2017
Dennis Patton WilliamsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-26-2018
Dennis Ray BaconRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC02-12-2015
Dustin Daniel BrownRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC06-19-2015
George Joseph Simon JrRaymond James Financial Services, Inc.UBS Financial Services Inc.$5009-02-2020
Gordon Peter SchnitzlerRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$15004-19-2018
Jeffrey Paul HollowayRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC02-15-2017
John Preston KliewerRaymond James Financial Services, Inc.Waddell & Reed$1,00006-01-2018
Jordan Charles GreenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-15-2020
Joseph Clayton Ganote IIIRaymond James Financial Services, Inc.Waddell & Reed03-30-2020
Joseph Gordon SchnitzlerRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-19-2018
Justin Steven BrownRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-02-2018
Justin W MillerRaymond James Financial Services, Inc.Edward Jones$5008-05-2016
Karen Marie SchneiderRaymond James Financial Services, Inc.Edward Jones$5008-13-2015
Kelley Anne ManningRaymond James Financial Services, Inc.Waddell & Reed03-30-2020
Kenneth William GregerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15011-27-2017
Mark T HemryRaymond James Financial Services, Inc.Edward Jones08-04-2016
Martha Elizabeth GuyerRaymond James Financial Services, Inc.Royal Alliance Associates, Inc.06-09-2020
Michael Brown Tammy Brown Adam BrownRaymond James Financial Services, Inc.UBS Financial Services Inc.$30006-03-2020
Michael Luther BrownRaymond James Financial Services, Inc.UBS Financial Services Inc.$15006-03-2020
Next Page »

Showing 1 to 25 of 40 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.