Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason A SnipeSaxony Securities, Inc.Kestra Investment Services, LLC01-03-2019
Robert James GrunzingerSaxony Securities, Inc.Wheelhouse Securities Corporation$2505-03-2018
William Eager Howard IVSaxony Securities, Inc.Wheelhouse Securities Corporation$5005-03-2018
Michael Jerome GrantSaxony Securities, Inc.CUNA Brokerage Services, Inc.$104-17-2018
Randyl Robert TaberSaxony Securities, Inc.International Assets Advisory, LLC03-29-2018
Vincent John KleinSaxony Securities, Inc.Madison Avenue Securities, LLC$5001-03-2018
Kevin James FarrowSaxony Securities, Inc.International Assets Advisory, LLC12-08-2017
Paul S. MartinSaxony Securities, Inc.Sandlapper Securities, LLC11-20-2017
Andre Lamar McclureSaxony Securities, Inc.B. Riley Wealth Management12-16-2016
Manuel Andres Leal SanchezSaxony Securities, Inc.Santander Securities LLC06-17-2016
Cameron Austin ByrdSaxony Securities, Inc.Waddell & Reed01-05-2016
Randi Rae AllgoodSaxony Securities, Inc.Edward Jones11-20-2015
Christina Sue HakeSaxony Securities, Inc.LaBrunerie Financial Services, Inc.06-05-2015
Stephen Paul Michael RhodesSaxony Securities, Inc.National Planning Corporation01-02-2015
Gary L Shumate Jr.Saxony Securities, Inc.Morgan Stanley$2511-14-2013
Todd Jerome MuhaSaxony Securities, Inc.Wells Fargo Clearing Services, LLC$10004-01-2013
Christine Marie CipollaSaxony Securities, Inc.LPL Financial LLC09-10-2012
Peter Frederick ReineckeSaxony Securities, Inc.LPL Financial LLC$10009-10-2012
Leigh Edwin BorageSaxony Securities, Inc.Securities America, Inc.$2504-22-2009
James Allen JacksonSaxony Securities, Inc.Edward Jones02-01-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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