Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie A GamppStifel, Nicolaus & Company, IncorporatedU.S. Bancorp Investments, Inc.$8909-16-2013
Scott LinkStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.$50005-19-2016
Rick Murphy JrStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$43710-04-2019
Kevyn SchroederStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$29010-04-2019
Peter FlaniganStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10310-04-2019
Eugene CarterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$13510-04-2019
George WaltonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$22511-28-2018
Keith CreechStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$20011-28-2018
Barbara HughesStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$6007-16-2018
David SafarianStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$11609-29-2017
Thomas Schmidt Bradley SchmidtStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$14009-15-2016
Herbert Buchbinder Daniel Stolper Mary Travis-SwansonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$50005-25-2016
Joshua M BledsoeStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2013
Rita Kay MahnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-24-2020
Kyle James GowenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-24-2020
Amy Marie WollenbergStifel, Nicolaus & Company, IncorporatedIFG Advisory, LLC08-17-2020
Joel Paul KichlineStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$10008-10-2020
Samuel Joel KichlineStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.08-10-2020
Kevin Thomas MaximStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-28-2020
Christopher Kyle BordersStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-11-2020
Ryan Samuel FedderStifel, Nicolaus & Company, IncorporatedTD Ameritrade, Inc.11-04-2019
Richard Stephen Murphy JrStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-04-2019
Eugene Butler CarterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$25010-04-2019
Peter Allen FlaniganStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-04-2019
Kevyn Francine SchroederStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-04-2019
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.