Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael ChustzStifel, Nicolaus & Company, IncorporatedEdward Jones$10002-13-2018
Alan Douglas BeattyStifel, Nicolaus & Company, IncorporatedNorthwestern Mutual Investment Services, LLC$15011-26-2014
Albert ElrodStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50001-04-2012
Amon Merrell Clark Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-07-2009
Andrew James GrahnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-29-2019
Andrew Scott HardieStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25008-12-2010
Austin Lancer NoldStifel, Nicolaus & Company, IncorporatedRaymond James Financial Services, Inc.$10005-09-2012
Barbara Rae HughesStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-02-2018
Barden Winstead Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-26-2010
Benjamin Dean DoughtyStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10007-09-2012
Benjamin Watson Walker IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15005-25-2010
Bradley Thomas SchmidtStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15009-15-2016
Brittany Ann ParkerStifel, Nicolaus & Company, IncorporatedEdward Jones06-02-2014
Bruce Keith BruningStifel, Nicolaus & Company, IncorporatedSagePoint Financial, Inc.12-07-2011
Bryan Andrew RuderStifel, Nicolaus & Company, IncorporatedEdward Jones$10002-20-2014
Charles Angelo GalliStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-03-2009
Charles Eugene Davis Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-30-2009
Charles William SinclairStifel, Nicolaus & Company, IncorporatedRaymond James Financial Services Advisors, Inc$50005-29-2012
Christopher Raye HowellStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$50011-05-2010
Christopher W. MarcusStifel, Nicolaus & Company, IncorporatedScottrade, Inc.04-27-2017
Cindy L BerginStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10001-13-2012
Cornelius Wilbert KrentzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-23-2009
Craig Leslie GrableStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-23-2013
Craig Stephen Bonelli Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$15001-13-2012
Daniel Aloysius BurnsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-01-2009
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Showing 1 to 25 of 202 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.