Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
Ji Yun WangU.S. Bancorp Investments, Inc.Scottrade, Inc.05-07-2018
Grover Cleaveland MusserU.S. Bancorp Investments, Inc.Mariner Wealth Advisors$5005-03-2018
Ryan C BlyU.S. Bancorp Investments, Inc.Commerce Brokerage Services, Inc.$112-04-2017
Crystal Moeglin BurnsU.S. Bancorp Investments, Inc.Stifel, Nicolaus & Company, Incorporated10-11-2017
Lisa Jean HamiltonU.S. Bancorp Investments, Inc.Money Concepts Capital Corp07-10-2017
Gary Dennis Cox Jr.U.S. Bancorp Investments, Inc.Edward Jones05-22-2017
Kevin James WhiteheadU.S. Bancorp Investments, Inc.TD Ameritrade Investment Management, LLC$5002-01-2017
Christopher Louis HutsonU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC$2509-12-2016
Kelly Jean RichardsonU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.05-26-2016
Elizabeth Ann HuffU.S. Bancorp Investments, Inc.LPL Financial LLC$15001-29-2016
Trevor William LongU.S. Bancorp Investments, Inc.Edward Jones$15010-20-2015
Theodore William HartzlerU.S. Bancorp Investments, Inc.Stifel, Nicolaus & Company, Incorporated$15007-28-2014
Ryan Thomas ConleyU.S. Bancorp Investments, Inc.PNC Investments10-28-2013
Kalie H BaucomU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.09-30-2013
Michael D DorbandU.S. Bancorp Investments, Inc.Edward Jones09-30-2013
Philip Eugene YockeyU.S. Bancorp Investments, Inc.PNC Investments09-20-2013
Anthony Aven LyonsU.S. Bancorp Investments, Inc.PNC Investments09-12-2013
Scott Timothy SimonU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$4408-16-2013
Steven Edward FarrisU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.08-16-2013
Matthew Blake CoxU.S. Bancorp Investments, Inc.American Century Investment Services Inc.06-18-2013
James T Morris IIIU.S. Bancorp Investments, Inc.Edward Jones06-10-2013
Brent A CaswellU.S. Bancorp Investments, Inc.Edward Jones05-24-2013
Clyde Duane SmithU.S. Bancorp Investments, Inc.Edward Jones$5005-21-2013
Next Page »

Showing 1 to 25 of 61 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.