Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
Ji Yun WangU.S. Bancorp Investments, Inc.Scottrade, Inc.05-07-2018
Grover Cleaveland MusserU.S. Bancorp Investments, Inc.Mariner Wealth Advisors$5005-03-2018
Ryan C BlyU.S. Bancorp Investments, Inc.Commerce Brokerage Services, Inc.$112-04-2017
Crystal Moeglin BurnsU.S. Bancorp Investments, Inc.Stifel, Nicolaus & Company, Incorporated10-11-2017
Lisa Jean HamiltonU.S. Bancorp Investments, Inc.Money Concepts Capital Corp07-10-2017
Gary Dennis Cox Jr.U.S. Bancorp Investments, Inc.Edward Jones05-22-2017
Kevin James WhiteheadU.S. Bancorp Investments, Inc.TD Ameritrade Investment Management, LLC$5002-01-2017
Christopher Louis HutsonU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC$2509-12-2016
Kelly Jean RichardsonU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.05-26-2016
Elizabeth Ann HuffU.S. Bancorp Investments, Inc.LPL Financial LLC$15001-29-2016
Trevor William LongU.S. Bancorp Investments, Inc.Edward Jones$15010-20-2015
Theodore William HartzlerU.S. Bancorp Investments, Inc.Stifel, Nicolaus & Company, Incorporated$15007-28-2014
Ryan Thomas ConleyU.S. Bancorp Investments, Inc.PNC Investments10-28-2013
Kalie H BaucomU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.09-30-2013
Michael D DorbandU.S. Bancorp Investments, Inc.Edward Jones09-30-2013
Philip Eugene YockeyU.S. Bancorp Investments, Inc.PNC Investments09-20-2013
Anthony Aven LyonsU.S. Bancorp Investments, Inc.PNC Investments09-12-2013
Scott Timothy SimonU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$4408-16-2013
Steven Edward FarrisU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.08-16-2013
Matthew Blake CoxU.S. Bancorp Investments, Inc.American Century Investment Services Inc.06-18-2013
James T Morris IIIU.S. Bancorp Investments, Inc.Edward Jones06-10-2013
Brent A CaswellU.S. Bancorp Investments, Inc.Edward Jones05-24-2013
Clyde Duane SmithU.S. Bancorp Investments, Inc.Edward Jones$5005-21-2013
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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