Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mat Madison TurnerU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10006-26-2020
Franklin Cruz SantosU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-13-2020
Paul Arthur GoekeU.S. Bancorp Investments, Inc.Money Concepts Capital Corp12-03-2019
David WoldmanU.S. Bancorp Investments, Inc.Infinex Investments, Inc.12-02-2019
Ethan Wyman BowersU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC11-07-2019
Sean Anthony FullerU.S. Bancorp Investments, Inc.TD Ameritrade, Inc.09-16-2019
Brenda Sue SvacinaU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.08-26-2019
Alisha Anne PietrogiovannaU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.08-21-2019
Kevin P Shaughnessy SrU.S. Bancorp Investments, Inc.Edward Jones08-15-2019
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
Teresa Anne HayesU.S. Bancorp Investments, Inc.Charles Schwab & Co., Inc.01-15-2019
Richard Philip HillU.S. Bancorp Investments, Inc.TD Ameritrade, Inc.09-11-2018
Justin Tyler HoelkerU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-07-2018
Ben L Lane Ellerbe JrU.S. Bancorp Investments, Inc.PNC Investments12-20-2017
Zach YankerU.S. Bancorp Investments, Inc.Edward Jones10-10-2017
Lisa J HamiltonU.S. Bancorp Investments, Inc.Money Concepts Capital Corp07-10-2017
Kevin James WhiteheadU.S. Bancorp Investments, Inc.TD Ameritrade, Inc.02-01-2017
Christopher Louis HutsonU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC$2509-12-2016
Sharmila GangopadhyayU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2016
Kelly Jean RichardsonU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.05-26-2016
Trevor LongU.S. Bancorp Investments, Inc.Edward Jones$15010-20-2015
Theodore William HartzlerU.S. Bancorp Investments, Inc.Stifel, Nicolaus & Company, Incorporated$15007-28-2014
Robert Alan JonaganU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC03-03-2014
Philip E YockeyU.S. Bancorp Investments, Inc.PNC Investments09-20-2013
Scott Timothy SimonU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$4408-16-2013
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.