Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Paul EntzerothU.S. Bancorp Investments, Inc.Stifel, Nicolaus & Company, Incorporated$10004-16-2010
Christopher Barnes HibbardU.S. Bancorp Investments, Inc.Morgan Stanley$2511-19-2010
Scott C LindenU.S. Bancorp Investments, Inc.Morgan Stanley$1009-30-2011
Stephen J. McKinstryU.S. Bancorp Investments, Inc.Morgan Keegan & Company, Inc.$5006-15-2012
Daryl Roam GourleyU.S. Bancorp Investments, Inc.Edward Jones06-29-2012
Timothy Brian MaguireU.S. Bancorp Investments, Inc.Morgan Keegan & Company, Inc.11-30-2012
Peter T SmithU.S. Bancorp Investments, Inc.Edward Jones$1004-05-2013
Clyde Duane SmithU.S. Bancorp Investments, Inc.Edward Jones05-21-2013
Scott Timothy SimonU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$5008-16-2013
Philip E. YockeyU.S. Bancorp Investments, Inc.PNC Investments09-20-2013
Robert Alan JonaganU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC03-03-2014
Theodore William HartzlerU.S. Bancorp Investments, Inc.Stifel, Nicolaus & Company, Incorporated07-28-2014
Trevor LongU.S. Bancorp Investments, Inc.Edward Jones10-20-2015
Elizabeth Ann HuffU.S. Bancorp Investments, Inc.LPL Financial LLC$15001-29-2016
Kelly Jean RichardsonU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.05-26-2016
Sharmila GangopadhyayU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2016
Christopher Louis HutsonU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC$2509-12-2016
Kevin James WhiteheadU.S. Bancorp Investments, Inc.TD Ameritrade, Inc.$5002-01-2017
Lisa J. HamiltonU.S. Bancorp Investments, Inc.Money Concepts Capital Corp07-10-2017
Ryan C. BlyU.S. Bancorp Investments, Inc.Commerce Brokerage Services, Inc.12-04-2017
Ben L Lane Ellerbe Jr.U.S. Bancorp Investments, Inc.PNC Investments12-20-2017
Grover Cleaveland MusserU.S. Bancorp Investments, Inc.Mariner Wealth Advisors$5005-03-2018
Ji Yun WangU.S. Bancorp Investments, Inc.Scottrade, Inc.05-07-2018
Teresa Anne HayesU.S. Bancorp Investments, Inc.Charles Schwab & Co., Inc.01-15-2019
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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