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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marshall Harkless Dean IIIUBS Financial Services Inc.Alliance Affiliated Equities Corporation$104-29-2016
Stacey Denise ParkerUBS Financial Services Inc.Ameriprise Financial Services, LLC$1003-24-2014
Steven Philip WirthUBS Financial Services Inc.Citigroup Global Markets Inc.$10005-08-2009
Shane R. R. LunsfordUBS Financial Services Inc.Citigroup Global Markets Inc.$5005-08-2009
Gregory Buell CamdenUBS Financial Services Inc.Citigroup Global Markets Inc.$10005-08-2009
Neil Tomlinson DouthatUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-24-2009
Frances Watkins DouthatUBS Financial Services Inc.Citigroup Global Markets Inc.04-24-2009
Joanne Vera McKnightUBS Financial Services Inc.Citigroup Global Markets Inc.04-24-2009
Robert Calhoun CurtisUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-20-2009
Paul Irving MillerUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-13-2009
Maria AndersonUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-13-2009
Robert Henry Mooney IIIUBS Financial Services Inc.Citigroup Global Markets Inc.03-13-2009
Daniel Joseph BergerUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-23-2009
John E. BurnsUBS Financial Services Inc.Edward Jones09-08-2011
Andrew Howard SiglerUBS Financial Services Inc.Huntington Securities, Inc.12-01-2014
Sean MuncyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
William Dexter StonerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2015
Robert Parker StonerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-16-2015
Mark Alexander WilkinsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2015
Paul RennerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2015
James Bernard LipariUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-03-2015
Margaret Anne PrescotteUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2015
Michael Lavery MartinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2014
Katherine WrightUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$104-11-2014
David William SimonsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15012-13-2013
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.