Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan J BrandtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-09-2009
Travis Ryan LuebbehusenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Andrew T DickinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Melanie Jo AveryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Timothy TorrettaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2009
Douglas Charles GastUBS Financial Services Inc.Oppenheimer & Co. Inc.$10001-20-2009
Robert Douglas GastUBS Financial Services Inc.Oppenheimer & Co. Inc.01-20-2009
Daniel Joseph BergerUBS Financial Services Inc.Citigroup Global Markets Inc.$17201-23-2009
Joel F EngelhardtUBS Financial Services Inc.Oppenheimer & Co. Inc.01-30-2009
Paul Irving MillerUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-13-2009
Maria AndersonUBS Financial Services Inc.Citigroup Global Markets Inc.03-13-2009
Robert Henry Mooney IiiUBS Financial Services Inc.Citigroup Global Markets Inc.03-13-2009
Robert Calhoun CurtisUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-20-2009
Neil Tomlinson DouthatUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-24-2009
Frances DouthatUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-24-2009
Gary D SmithUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15005-08-2009
Shane R Richard LunsfordUBS Financial Services Inc.Citigroup Global Markets Inc.05-08-2009
Gregory Buell CamdenUBS Financial Services Inc.Citigroup Global Markets Inc.05-08-2009
Lawrence Philip BadlerUBS Financial Services Inc.Morgan Stanley$9303-11-2011
John Stephen Luby JrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2011
Michael John TusingUBS Financial Services Inc.Deutsche Bank Securities Inc.$10002-28-2013
David William SimonsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-13-2013
Thomas Matthew CordesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-13-2013
Stacey D ParkerUBS Financial Services Inc.Ameriprise Financial Services, LLC$10003-24-2014
Michael Lavery MartinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2014
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.