Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ally Anne MelvinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2020
Sean MuncyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Jennifer Elaine DunklinUBS Financial Services Inc.State Farm VP Management Corp.01-10-2018
Michael Ray WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2017
Robert Parker StonerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2015
Mark Alexander WilkinsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2015
Michael Lavery MartinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2014
Katherine WrightUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2014
John Stephen Luby JrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2011
Shane R Richard LunsfordUBS Financial Services Inc.Citigroup Global Markets Inc.05-08-2009
Gregory Buell CamdenUBS Financial Services Inc.Citigroup Global Markets Inc.05-08-2009
Maria AndersonUBS Financial Services Inc.Citigroup Global Markets Inc.03-13-2009
Robert Henry Mooney IiiUBS Financial Services Inc.Citigroup Global Markets Inc.03-13-2009
Joel F EngelhardtUBS Financial Services Inc.Oppenheimer & Co. Inc.01-30-2009
Robert Douglas GastUBS Financial Services Inc.Oppenheimer & Co. Inc.01-20-2009
Travis Ryan LuebbehusenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Andrew T DickinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Melanie Jo AveryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Paul RennerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-15-2015
Thomas Matthew CordesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-13-2013
Timothy TorrettaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2009
Susan J BrandtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-09-2009
Lawrence Philip BadlerUBS Financial Services Inc.Morgan Stanley$9303-11-2011
Stacey D ParkerUBS Financial Services Inc.Ameriprise Financial Services, LLC$10003-24-2014
David William SimonsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-13-2013
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.