Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Lee GoffWaddell & ReedEdward Jones$15003-13-2018
Dale William Von HoffmannWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-16-2017
Douglas Edward HardinWaddell & ReedU.S. Bancorp Investments, Inc.$8804-07-2017
Feliz Regino TovarWaddell & ReedMML Investors Services, LLC01-12-2017
Ross Sterling WolffWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2017
Steven M ZekertWaddell & ReedStifel, Nicolaus & Company, Incorporated10-04-2016
Amanda Erin CampbellWaddell & ReedMSEC, LLC$2503-21-2016
Joseph Clayton Ganote IIIWaddell & ReedBankers & Investors Co.02-26-2016
Jeremiah George DellasWaddell & ReedFifth Third Securities, Inc.$2502-01-2016
Maureen ZeuginWaddell & ReedEdward Jones11-10-2015
Kendra Alexa BeyerWaddell & ReedCetera Financial Specialists LLC09-08-2015
Christopher Michael BarmannWaddell & ReedWells Fargo Clearing Services, LLC12-01-2014
Michael Joseph MurphyWaddell & ReedWells Fargo Clearing Services, LLC$21710-17-2014
Ethan Marc SilvermanWaddell & ReedMorgan Stanley09-05-2014
Sonja Marie GriffithWaddell & ReedU.S. Bancorp Investments, Inc.$109-05-2014
Megan Denise SneedWaddell & ReedBurch & Company, Inc08-14-2014
Nancy Sue BanzWaddell & ReedLPL Financial LLC06-09-2014
Timothy Brian SchulzeWaddell & ReedEdward Jones05-22-2014
Jerri Lynn LovelandWaddell & ReedMorgan Stanley05-05-2014
Robert Celestine KennyWaddell & ReedWells Fargo Clearing Services, LLC04-04-2014
Steven Chappelear KennyWaddell & ReedWells Fargo Clearing Services, LLC04-01-2014
Geoff Colby ReedWaddell & ReedPlanMember Securities Corporation01-14-2014
James Thomas BoothWaddell & ReedEdward Jones12-04-2013
Michael Wayne ThornhillWaddell & ReedEdward Jones$5011-01-2013
Grant Thomas StilesWaddell & ReedCommonwealth Financial Network07-16-2013
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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