Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Clayton Ganote IIIWaddell & ReedBankers & Investors Co.02-26-2016
Megan Denise SneedWaddell & ReedBurch & Company, Inc08-14-2014
Kendra A. BeyerWaddell & ReedCetera Financial Specialists LLC09-08-2015
Grant T. StilesWaddell & ReedCommonwealth Financial Network07-16-2013
Jeffrey Lee GoffWaddell & ReedEdward Jones03-13-2018
Christian Michael GoekeWaddell & ReedEdward Jones07-25-2016
Maureen ZeuginWaddell & ReedEdward Jones11-10-2015
Timothy Brian SchulzeWaddell & ReedEdward Jones05-22-2014
James Thomas BoothWaddell & ReedEdward Jones12-04-2013
Michael W. ThornhillWaddell & ReedEdward Jones$5011-01-2013
Daniel John PortmanWaddell & ReedEdward Jones$1004-26-2013
Jeffrey Joseph PortmanWaddell & ReedEdward Jones$1004-26-2013
Christopher Robert DarnellWaddell & ReedEdward Jones02-15-2013
Kent Michael BettaleWaddell & ReedEdward Jones10-08-2012
Donna Lumpkin ZoellerWaddell & ReedEdward Jones02-10-2012
David Carmody MaurerWaddell & ReedEdward Jones02-03-2012
Christina Sue HakeWaddell & ReedEdward Jones$1001-13-2012
Gregory Clark CollinsWaddell & ReedEdward Jones03-17-2011
Jeremiah G. DellasWaddell & ReedFifth Third Securities, Inc.$2502-01-2016
Mark A. Chiodini Sr.Waddell & ReedHuntleigh Advisors, Inc.09-12-2014
Nancy S BanzWaddell & ReedLPL Financial LLC06-09-2014
Dale William Von HoffmannWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$23706-16-2017
Ross Sterling WolffWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2017
Bonham Edwin FreemanWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-27-2012
Gary Martin GebhardtWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-21-2012
Next Page »

Showing 1 to 25 of 53 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.