Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas HardinWaddell & ReedU.S. Bancorp Investments, Inc.$5404-07-2017
Dale Von HoffmannWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10406-16-2017
Steven KennyWaddell & ReedWells Fargo Clearing Services, LLC$5004-14-2014
Andrew James BeshukWaddell & ReedPROVIDENCE FINANCIAL02-06-2020
Jeffrey L GoffWaddell & ReedEdward Jones$15003-13-2018
Dale William Von HoffmannWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-16-2017
Douglas Edward HardinWaddell & ReedU.S. Bancorp Investments, Inc.$8804-07-2017
Christian Michael GoekeWaddell & ReedEdward Jones07-25-2016
Jeremiah George DellasWaddell & ReedFifth Third Securities, Inc.$2502-01-2016
Maureen ZeuginWaddell & ReedEdward Jones11-10-2015
Stephen Eugene RodewaldWaddell & ReedArvest Wealth Management12-15-2014
Sonja Marie GriffithWaddell & ReedU.S. Bancorp Investments, Inc.09-05-2014
Daniel John PortmanWaddell & ReedEdward Jones$1704-26-2013
Jeffrey Joseph PortmanWaddell & ReedEdward Jones04-26-2013
Bonham Edwin FreemanWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-27-2012
Gary Martin GebhardtWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5603-21-2012
Kristin Elizabeth WardWaddell & ReedMorgan Keegan & Company, Inc.$1002-07-2012
Kimberly Lou Hoffman WilsonWaddell & ReedEquitable Advisors, LLC11-12-2010
Elizabeth Rachel SnodgrassWaddell & ReedNRP Financial, Inc.01-25-2010

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.