Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph SoutherlandWells Fargo Advisors Financial Network, LLCScottrade, Inc.07-12-2018
Aiko Marie Martinez LufamiaWells Fargo Advisors Financial Network, LLCE*TRADE Securities LLC11-24-2017
Mark David C. BorilloWells Fargo Advisors Financial Network, LLCE*TRADE Securities LLC11-21-2017
Ann Margaret A. MacagbaWells Fargo Advisors Financial Network, LLCMorgan Stanley11-02-2017
Robert Patton StansberryWells Fargo Advisors Financial Network, LLCStifel, Nicolaus & Company, Incorporated$105-19-2017
Aaron Daniel LuceroWells Fargo Advisors Financial Network, LLCWells Fargo Advisors Financial Network, LLC$15009-03-2015
Jennifer M. HendersonWells Fargo Advisors Financial Network, LLCSaxony Securities, Inc.03-11-2014
Charles Scott BruinWells Fargo Advisors Financial Network, LLCWells Fargo Advisors Financial Network, LLC02-01-2012
Jonathan G. McWilliamsWells Fargo Advisors Financial Network, LLCEdward Jones03-02-2011
Andrea Lynn BateyWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$10006-04-2009
James Matthew ChaneyWells Fargo Advisors Financial Network, LLCMorgan Stanley & Co. LLC04-09-2009

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.