Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcus James MarconiWells Fargo Clearing Services, LLCAdvanced Asset Trading, Inc01-23-2012
Veronica Suzanne BrooksWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC05-17-2018
Paul Gerard BushellWells Fargo Clearing Services, LLCAon Securities LLC04-24-2015
Gary W. BoswickWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$29403-22-2018
Michael Carter HedrickWells Fargo Clearing Services, LLCBB&T Securities, LLC05-01-2017
Gregory Vincent SullivanWells Fargo Clearing Services, LLCBenjamin F. Edwards & Company, Inc.$10003-18-2016
Jeremy P. JacobsWells Fargo Clearing Services, LLCBerthel, Fisher & Company Financial Services, Inc.01-18-2011
Jeffery Carl McKayWells Fargo Clearing Services, LLCButler Associates Financial Planners, Inc.02-28-2011
Jennifer Anne LissnerWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.11-22-2010
Robert K. FordWells Fargo Clearing Services, LLCChase Investment Services Corp.12-07-2010
James V BotteWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-26-2019
Alberto GonzalezsaintgeoursWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.11-28-2011
James Russell Moore Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Thomas Scott LennartzWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Kevin Robert BrzezinskiWells Fargo Clearing Services, LLCCitizens Securities, Inc.10-03-2017
Lynn Pipkins ThroneburgWells Fargo Clearing Services, LLCCity Securities Corporation09-23-2015
Steven Robert CrumpWells Fargo Clearing Services, LLCCommerce Brokerage Services, Inc.03-05-2013
Rhett Nathan ShockeyWells Fargo Clearing Services, LLCCommerce Brokerage Services, Inc.09-26-2011
Matthew David CroweWells Fargo Clearing Services, LLCCrown Capital Securities, L.P.03-27-2019
Timothy Robert Altepeter Sr.Wells Fargo Clearing Services, LLCCUNA Brokerage Services, Inc.06-16-2016
Kim Renae SchardanWells Fargo Clearing Services, LLCCUNA Brokerage Services, Inc.09-19-2011
Lina Marcela ClarkeWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.12-10-2018
Jessa Llagas DarundayWells Fargo Clearing Services, LLCE*TRADE Securities LLC03-07-2018
Brendan SullivanWells Fargo Clearing Services, LLCEdward Jones12-02-2019
Samantha Lynn TitchenalWells Fargo Clearing Services, LLCEdward Jones12-03-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.