Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas P. WallisWells Fargo Clearing Services, LLCNatcity Investments, Inc.01-22-2009
Gary Charles SaeksWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-23-2009
Thomas William BodineWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2009
Gary James BakerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2009
Kimberly M. Massa RubensteinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2009
James Russell Moore Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Thomas Scott LennartzWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Joseph Emery Froehle IIWells Fargo Clearing Services, LLCMorgan Stanley$10006-26-2009
Daniel Terrence BrownWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-27-2009
Dennis Patton WilliamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-25-2009
Christopher Michael BarmannWells Fargo Clearing Services, LLCEdward Jones11-06-2009
Jeffrey Stuart VineyardWells Fargo Clearing Services, LLCEdward Jones$5011-06-2009
Robert Matthew FunkWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.11-16-2009
Esther L MunchWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2009
Jason Lee TurkinWells Fargo Clearing Services, LLCMorgan Stanley$10003-04-2010
Leigh Elizabeth MajorWells Fargo Clearing Services, LLCScottrade, Inc.03-15-2010
Michael August KroenkeWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated$20004-30-2010
Terrance Lynn WilsonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-10-2010
David Patrick LuetkemeyerWells Fargo Clearing Services, LLCMorgan Stanley$5005-13-2010
Jonathan Reinhard RostWells Fargo Clearing Services, LLCINVEST Financial Corporation$10007-01-2010
James T YorkWells Fargo Clearing Services, LLCEdward Jones07-08-2010
Ryan J. AlveyWells Fargo Clearing Services, LLCEdward Jones08-02-2010
Curt Byron AllenWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$2508-26-2010
Nancy Rose McElroyWells Fargo Clearing Services, LLCMorgan Stanley$5009-03-2010
Kevin Joseph Haar Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$2510-21-2010
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Showing 1 to 25 of 191 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.