Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Charles SaeksWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-23-2009
Thomas Scott LennartzWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
James Russell Moore Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Joseph Emery Froehle IIWells Fargo Clearing Services, LLCMorgan Stanley$10006-26-2009
Robert Matthew FunkWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.11-16-2009
Jason Lee TurkinWells Fargo Clearing Services, LLCMorgan Stanley$10003-04-2010
Michael August KroenkeWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated$20004-30-2010
David Patrick LuetkemeyerWells Fargo Clearing Services, LLCMorgan Stanley$5005-13-2010
Jonathan Reinhard RostWells Fargo Clearing Services, LLCINVEST Financial Corporation$5007-01-2010
Ryan J. AlveyWells Fargo Clearing Services, LLCEdward Jones08-02-2010
Nancy Rose McElroyWells Fargo Clearing Services, LLCMorgan Stanley$5009-03-2010
Tony L. KinnairdWells Fargo Clearing Services, LLCEdward Jones10-22-2010
Mat Madison TurnerWells Fargo Clearing Services, LLCNorthern Trust Securities, Inc.03-01-2011
Richard Campbell HagedornWells Fargo Clearing Services, LLCEdward Jones05-09-2011
Matthew Steven AlpertWells Fargo Clearing Services, LLCLincoln Financial Distributors, Inc.$10007-29-2011
Jacob Allen SullivanWells Fargo Clearing Services, LLCEdward Jones09-06-2011
Samuel Joseph EverettWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated09-19-2011
Howard Eliott ShapiroWells Fargo Clearing Services, LLCFirst Clearing, LLC10-25-2011
Gregory Dean HowardWells Fargo Clearing Services, LLCMorgan Stanley$5010-26-2011
Floyd Gilbert Bickel IIIWells Fargo Clearing Services, LLCMorgan Stanley$15011-15-2011
Alberto GonzalezsaintgeoursWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.11-28-2011
John David KuhnWells Fargo Clearing Services, LLCEdward Jones11-28-2011
Christopher KuhnWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2011
John Adam MitchellWells Fargo Clearing Services, LLCEdward Jones$5001-24-2012
Michael Gerard GerstWells Fargo Clearing Services, LLCMorgan Stanley02-10-2012
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Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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