Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Lee EhrhardtWoodbury Financial Services, Inc.Lincoln Financial Advisors Corporation$2506-28-2018
Roger Daniel PlackemeierWoodbury Financial Services, Inc.Allianz Life Financial Services, LLC01-11-2018
Brett Andrew BrennanWoodbury Financial Services, Inc.National Planning Corporation10-25-2017
Laurie Michelle MartinWoodbury Financial Services, Inc.National Planning Corporation10-25-2017
Samuel Edward HardWoodbury Financial Services, Inc.Cetera Financial Specialists LLC$108-03-2017
Tanner Wayne GreerWoodbury Financial Services, Inc.Independent Financial Partners07-03-2017
Steven Marc GlazerWoodbury Financial Services, Inc.MetLife Securities Inc.$10006-03-2016
Donna Marie ChristopherWoodbury Financial Services, Inc.Park Avenue Securities LLC12-01-2015
Karen Irene BoykinWoodbury Financial Services, Inc.Park Avenue Securities LLC$10012-01-2015
Shawn Alan ManuelWoodbury Financial Services, Inc.ProEquities, Inc.05-29-2015
John Michael NangleWoodbury Financial Services, Inc.NYLIFE Securities LLC01-09-2015
James Bernard Johnson Sr.Woodbury Financial Services, Inc.Signator Investors, Inc.09-19-2014
Michael Eugene HornWoodbury Financial Services, Inc.Investment Planners, Inc.$103-06-2014
Brian John Gerard WelchWoodbury Financial Services, Inc.Securities America, Inc.$107-17-2013
Stacy Lea DavisWoodbury Financial Services, Inc.Morgan Stanley10-05-2012
Joseph Austin Mccarthy IIIWoodbury Financial Services, Inc.Edward Jones$5003-01-2012
William Thomas LockwoodWoodbury Financial Services, Inc.New England Securities$2505-31-2011
Frederick Arvey SavelWoodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.11-16-2010
Herman John JohansenWoodbury Financial Services, Inc.Country Club Financial Services, Inc.11-04-2010
Thomas John HaroldWoodbury Financial Services, Inc.First Allied Securities, Inc.06-04-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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