Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Lee EhrhardtWoodbury Financial Services, Inc.Lincoln Financial Advisors Corporation$2506-28-2018
Roger Daniel PlackemeierWoodbury Financial Services, Inc.Allianz Life Financial Services, LLC01-11-2018
Brett Andrew BrennanWoodbury Financial Services, Inc.National Planning Corporation10-25-2017
Laurie Michelle MartinWoodbury Financial Services, Inc.National Planning Corporation10-25-2017
Samuel Edward HardWoodbury Financial Services, Inc.Cetera Financial Specialists LLC$108-03-2017
Tanner Wayne GreerWoodbury Financial Services, Inc.Independent Financial Partners07-03-2017
Steven Marc GlazerWoodbury Financial Services, Inc.MetLife Securities Inc.$10006-03-2016
Donna Marie ChristopherWoodbury Financial Services, Inc.Park Avenue Securities LLC12-01-2015
Karen Irene BoykinWoodbury Financial Services, Inc.Park Avenue Securities LLC$10012-01-2015
Shawn Alan ManuelWoodbury Financial Services, Inc.ProEquities, Inc.05-29-2015
John Michael NangleWoodbury Financial Services, Inc.NYLIFE Securities LLC01-09-2015
James Bernard Johnson Sr.Woodbury Financial Services, Inc.Signator Investors, Inc.09-19-2014
Michael Eugene HornWoodbury Financial Services, Inc.Investment Planners, Inc.$103-06-2014
Brian John Gerard WelchWoodbury Financial Services, Inc.Securities America, Inc.$107-17-2013
Stacy Lea DavisWoodbury Financial Services, Inc.Morgan Stanley10-05-2012
Joseph Austin Mccarthy IIIWoodbury Financial Services, Inc.Edward Jones$5003-01-2012
William Thomas LockwoodWoodbury Financial Services, Inc.New England Securities$2505-31-2011
Frederick Arvey SavelWoodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.11-16-2010
Herman John JohansenWoodbury Financial Services, Inc.Country Club Financial Services, Inc.11-04-2010
Thomas John HaroldWoodbury Financial Services, Inc.First Allied Securities, Inc.06-04-2010

Showing 1 to 20 of 20 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.