Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Thomas LockwoodWoodbury Financial Services, Inc.New England Securities$25005-31-2011
Thomas John HaroldWoodbury Financial Services, Inc.First Allied Advisory Services, Inc.06-04-2010
Terri Jo SteeleWoodbury Financial Services, Inc.National Planning Corporation$10010-16-2017
Tanner Wayne GreerWoodbury Financial Services, Inc.Independent Financial Partners07-03-2017
Steven Marc GlazerWoodbury Financial Services, Inc.MetLife Securities Inc.$10006-03-2016
Stacy Lea DavisWoodbury Financial Services, Inc.Morgan Stanley$10010-05-2012
Shawn Lee EhrhardtWoodbury Financial Services, Inc.Lincoln Financial Advisors Corporation$25006-28-2018
Shawn Alan ManuelWoodbury Financial Services, Inc.ProEquities, Inc.05-29-2015
Samuel Edward HardWoodbury Financial Services, Inc.Cetera Financial Specialists LLC$10008-03-2017
Roger Daniel PlackemeierWoodbury Financial Services, Inc.Allianz Life Financial Services, LLC01-11-2018
Robert Todd CarmichaelWoodbury Financial Services, Inc.National Planning Corporation10-16-2017
Robert Eugene McNameeWoodbury Financial Services, Inc.Avantax Investment Services, Inc.$25007-29-2019
Michael Lee MartinWoodbury Financial Services, Inc.National Planning Corporation$84010-25-2017
Michael Eugene HornWoodbury Financial Services, Inc.Investment Planners, Inc.$50003-06-2014
Merle Dean JonesWoodbury Financial Services, Inc.National Planning Corporation01-09-2015
Laurie Michelle MartinWoodbury Financial Services, Inc.National Planning Corporation10-25-2017
Karen Irene BoykinWoodbury Financial Services, Inc.Park Avenue Securities LLC$10012-01-2015
Joseph Austin McCarthy IIIWoodbury Financial Services, Inc.Edward Jones$10003-01-2012
John M. NangleWoodbury Financial Services, Inc.NYLIFE Securities LLC01-09-2015
James Bernard Johnson Sr.Woodbury Financial Services, Inc.Signator Investors, Inc.09-19-2014
Herman John JohansenWoodbury Financial Services, Inc.Country Club Financial Services, Inc.11-04-2010
Haven Kelly JacksonWoodbury Financial Services, Inc.National Planning Corporation$10010-25-2017
Frederick Arvey SavelWoodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.11-16-2010
Donna Marie ChristopherWoodbury Financial Services, Inc.Park Avenue Securities LLC12-01-2015
Christopher Edward MaglichWoodbury Financial Services, Inc.LexAurum Advisors, LLC06-26-2019
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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