Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Joseph CantalinMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.06-14-2019
Joshua C ThornhillCenter Street Securities, Inc.MML Investors Services, LLC06-13-2019
Amanda Leigh MerrillBuckingham Strategic Wealth, LLCMoneta Group Investment Advisors, LLC06-13-2019
Robert Douglas MccrackenWells Fargo Clearing Services, LLCPension Consultants Inc$25006-11-2019
Cynthia Lanell MinnisNBC Securities, Inc.First State Financial Management, Inc.$5006-07-2019
Jacquelyn J MajorosNBC Securities, Inc.First State Financial Management, Inc.06-07-2019
Melissa Ladonna SchweigertNBC Securities, Inc.First State Financial Management, Inc.$5006-07-2019
John Courtney RozierNBC Securities, Inc.First State Financial Management, Inc.06-07-2019
Levi James OlsonNBC Securities, Inc.First State Financial Management, Inc.$5006-07-2019
Edward D CampbellAmeriprise Financial Services, LLCMorgan Stanley$10006-07-2019
Brian Christopher GallagherNBC Securities, Inc.First State Financial Management, Inc.06-07-2019
Joseph Lee BauwensNBC Securities, Inc.First State Financial Management, Inc.06-07-2019
Chasten L BoenNBC Securities, Inc.FIRST STATE FINANCIAL MANAGEMENT, INC.06-07-2019
Susan Mae EvansNBC Securities, Inc.First State Financial Management, Inc.$5006-06-2019
Jeffrey Allen WeberNBC Securities, Inc.First State Financial Management, Inc.$5006-06-2019
Paul Donavan RoneNBC Securities, Inc.First State Financial Management, Inc.06-06-2019
John Joseph Skowronski IILPL Financial LLCSecurities America, Inc.06-06-2019
Lisa Ann SumpterNBC Securities, Inc.Conservative Financial Services, Inc.$5006-06-2019
Jeffrey Michael GartenAmeriprise Financial Services, LLCWaddell & Reed06-05-2019
Scott M PetersonFinancial & Tax Architects, Inc.Edward Jones06-05-2019
Michael James KickhamLPL Financial LLCThe Retirement Group, LLC$5006-04-2019
John David SheehanThe Investment Center, Inc.First Command Brokerage Services, Inc.$15006-03-2019
Chris B BentlerEdward JonesMorgan Stanley$2505-30-2019
Pamela J DiemertProsperity Capital AdvisorsEdward Jones05-29-2019
Steven Ray ReinischMacroVex Capital, LLCTAMP Advisory Solutions, LLC05-28-2019
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Showing 1 to 25 of 253 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.