Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Jacob ThomasRLB Financial1st Global Capital Corp.09-18-2018
David Paul MastersEdward JonesAccelerated Capital Group09-17-2018
Joshua Wayne ArmstrongAlbatross Investment Services LLCAlbatross Investment Services LLC06-20-2019
Christopher Robert PeckEdward JonesAllianceBernstein L.P.07-22-2019
Ryan Andrew FrankEdward JonesAllstate Financial Services, LLC11-28-2018
Adam Gregory YofanBuckingham Strategic Wealth, LLCALPERN WEALTH MANAGEMENT, LLC03-12-2019
James Franklin ThomasAmeriprise Financial Services, LLCAmerican Century Investment Services Inc.08-15-2018
Eric James LamannaEdward JonesAmerican Funds Distributors, Inc.06-19-2019
Patrick John McHaleEdward JonesAmeriprise Financial Services, LLC07-22-2019
James Preston SmithSignalPoint Asset Management LLCAmeriprise Financial Services, LLC$15005-17-2019
Thomas Andrew BurkeSecurities America, Inc.Ameriprise Financial Services, LLC$10001-03-2019
Sarah Beth Hartmann BurkemperSecurities America, Inc.Ameriprise Financial Services, LLC$2501-03-2019
Mary Colleen BeckemeyerSecurities America, Inc.Ameriprise Financial Services, LLC$2501-03-2019
Joseph Benjamin StrikeSecurities America, Inc.Ameriprise Financial Services, LLC$5001-03-2019
Jeffrey Richard FiehlerSecurities America, Inc.Ameriprise Financial Services, LLC$5001-03-2019
Brett Thomas LawlessAE Wealth Management, LLCAmeriprise Financial Services, LLC12-03-2018
Dwight Alan Fay Sr.Auxan Capital Advisors, LLCAmeriprise Financial Services, LLC11-19-2018
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, LLC10-25-2018
Anthony M. DonnellyEdward JonesAmeriprise Financial Services, LLC09-21-2018
Arthur Howell CopperthiteEdward JonesAmeriprise Financial Services, LLC08-21-2018
Robert Philip ShowersSecurities Service Network, LLCAmeritas Investment Company, LLC06-10-2019
Charles W. JarvisEdward JonesAmplify Investments LLC02-25-2019
Christopher ErlewineBuckingham Strategic Wealth, LLCARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC08-06-2018
Jerry Allen SloneBuckingham Strategic Wealth, LLCARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC08-06-2018
Thomas William KniestThe O.N. Equity Sales CompanyAvantax Investment Services, Inc.07-15-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.