Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Paul MastersEdward JonesAccelerated Capital Group09-17-2018
Jayson BestEdward JonesAllen, Mooney & Barnes Brokerage Services, LLC03-29-2019
Ryan Andrew FrankEdward JonesAllstate Financial Services, LLC11-28-2018
James Franklin ThomasAmeriprise Financial Services, Inc.American Century Investment Services Inc.08-15-2018
Patrick John McHaleEdward JonesAmeriprise Financial Services, Inc.07-22-2019
Thomas Andrew BurkeSecurities America, Inc.Ameriprise Financial Services, Inc.$10001-03-2019
Jeffrey Richard FiehlerSecurities America, Inc.Ameriprise Financial Services, Inc.$5001-03-2019
Sarah Beth Hartmann BurkemperSecurities America, Inc.Ameriprise Financial Services, Inc.$2501-03-2019
Terry G Moyers Jr.Securities America, Inc.Ameriprise Financial Services, Inc.01-03-2019
Amanda Leann SewellVALIC Financial Advisors, Inc.Ameriprise Financial Services, Inc.12-19-2018
Dwight Alan Fay Sr.Auxan Capital Advisors, LLCAmeriprise Financial Services, Inc.11-19-2018
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, Inc.10-25-2018
Anthony M. DonnellyEdward JonesAmeriprise Financial Services, Inc.09-21-2018
Arthur Howell CopperthiteEdward JonesAmeriprise Financial Services, Inc.08-21-2018
Thomas Burke, Jeffrey Fiehler, Terry MoyersSecurities America, Inc., Inc.Ameriprise Financial Services, Inc. Services, Inc.$44901-03-2019
Charles W. JarvisEdward JonesAmplify Investments LLC02-25-2019
Theresa Anne HarrisonEdward JonesAXA Advisors, LLC05-13-2019
Earl Patrick JarolimekEdward JonesBancWest Investment Services, Inc.08-27-2018
Matthew Marc MedveskyEdward JonesBB&T Securities, LLC11-05-2018
Stephen Robert PhairEdward JonesBBVA Securities Inc.08-17-2018
Andrew Maurice FlatteryCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.$15009-21-2018
Joel Kevin HuetOpen Road Wealth Management, LLCBOK Financial Services, Inc.09-17-2018
Laura Finney TownesEdward JonesBolton Global Capital02-04-2019
James David HertzlerRoyal Alliance Associates, Inc.Brand Asset Management Group, Inc.$50002-12-2019
Tonya L. McCampbellCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
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Showing 1 to 25 of 271 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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