Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick John McHaleEdward JonesAmeriprise Financial Services, Inc.07-22-2019
Casey W. StickAmeriprise Financial Services, Inc.Edward Jones07-22-2019
Virgil Alvis Folden IIISaxony Securities, Inc.Sandlapper Securities, LLC07-19-2019
Josh David LozowBuckingham Strategic WealthCAM Investor Solutions07-19-2019
Paul Lawrence BanksEdward JonesPrivate Client Services, LLC07-19-2019
Deon Nicole PohlmannMorgan StanleyEdward Jones07-17-2019
Jesse Luis CarranzaEdward JonesUSAA Investment Management Company07-15-2019
Tyler Alexander SorensenEdward JonesSunTrust Investment Services, Inc.07-15-2019
Laura SilverbergCutter & Company, Inc.Morgan Stanley$10007-12-2019
Michael Ross Van BoeningEdward JonesLoyd Financial Management Inc.07-10-2019
Armahn HadjianLPL Financial LLCEdward Jones07-09-2019
John Anthony LaceyEdward JonesJohn Hancock Funds, LLC07-01-2019
Cameron Lee HarrisEdward JonesInfinex Investments, Inc.07-01-2019
Patrick M RitterSt. Louis Private AdvisorsCompass Retirement Group LLC06-27-2019
Christopher Edward MaglichWoodbury Financial Services, Inc.LexAurum Advisors, LLC06-26-2019
Kimberly Ann BorstEdward JonesDiscipline Advisors, Inc.06-25-2019
Tim James BrennanHynes Advisory Group LLCCeros Financial Services, Inc.06-24-2019
Heath Michael CatoEdward JonesPNC Investments06-24-2019
David Michael McMahonEdward JonesVoya Financial Advisors, Inc.06-24-2019
Robert Joseph BraunConvergence FinancialWaddell & Reed06-20-2019
Rickey Shawn EzellLPL Financial LLCEdward Jones06-17-2019
Matthew Coleman JenkinsCetera Investment Services LLCU.S. Bancorp Investments, Inc.06-17-2019
Justin D MagerEdward JonesLPL Financial LLC06-17-2019
Jeffrey Glen RushMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
Joshua C. ThornhillCenter Street Securities, Inc.MML Investors Services, LLC06-13-2019
Next Page »

Showing 1 to 25 of 55 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.