Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Sherwood Cooper IIIPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00008-23-2019
Scott Michael KrajacicHill Investment GroupKrilogy Financial LLC08-23-2019
Jonathan Grant GarlowPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00008-23-2019
Darron John HemannWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-22-2019
Paula DayPFS Investments Inc.Stifel, Nicolaus & Company, Incorporated08-22-2019
Jonathan Jay MorseWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2019
Stephen Patrick ManganWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Alisha Anne PietrogiovannaU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.08-21-2019
Bradford Lee BucklerMadison Avenue Securities, LLCTaylor Capital Management Inc.08-20-2019
Kevin Webb AlbrittonCWM, LLCCambridge Investment Research, Inc.$2508-19-2019
David Thomas WickenhauserMoneta Group Investment Advisors, LLCCharles Schwab & Co., Inc.08-19-2019
Kevin P Shaughnessy SrU.S. Bancorp Investments, Inc.Edward Jones08-15-2019
Justin Curtis RueterPNC InvestmentsEdward Jones08-15-2019
Lawrence William BevilleAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-14-2019
Katherine Michelle AwbreyMatter Family OfficeGreenway Family Office, LLC08-13-2019
Teresa Margaret WhiteLPL Financial LLCEdward Jones08-12-2019
Robert David ShepherdRetirement Wealth Advisors, Inc.Taylor Capital Management Inc.08-09-2019
Kevin Lee SullivanEdward JonesTD Ameritrade, Inc.08-06-2019
Adam R MonicalEdward JonesTD Ameritrade, Inc.08-05-2019
Robert Steven OldhamCapital Management Services, Inc.VALIC Financial Advisors, Inc.$5008-02-2019
James Francis MancusoEdward JonesUMB Financial Services, Inc.$2508-01-2019
Steven Gerard EhrhardMML Investors Services, LLCEdward Jones07-31-2019
Robert Eugene McNameeWoodbury Financial Services, Inc.Avantax Investment Services, Inc.$2507-29-2019
Bradley A CombsAcropolis Investment Management, L.L.C.Paradigm Financial Advisors LLC07-29-2019
Andrew James GrahnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-29-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.