Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Franklin GregoryAE Wealth Management, LLCD.H. Hill Advisors, Inc.09-09-2019
Timothy Scott WingenbachArlington Securities, Inc.Edward Jones08-29-2019
Robert E. SimmonsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-06-2019
Zachary Patrick KratofilClayton Financial Group, LLCMoneta Group Investment Advisors, LLC09-05-2019
Brent James ReedEdward JonesFarmers Financial Solutions, LLC09-11-2019
Andrew Amberg PaulhusEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2019
Jacob Michael VinsonEdward JonesRaymond James & Associates, Inc.09-06-2019
Nicholas OlsenEdward JonesIndependent Financial Group, LLC09-03-2019
Richard Wayne BabineauxEdward JonesPFS Investments Inc.08-28-2019
Brian CrabtreeEdward JonesKey Investment Services LLC08-27-2019
Norma Elizabeth DurfeeEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-26-2019
Kenard V. Roach Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2019
George Michael MihalkoEdward JonesCadaret, Grant & Co., Inc.08-26-2019
Scott Michael KrajacicHill Investment GroupKrilogy Financial LLC08-23-2019
A. C. Brown Jr.K. W. Chambers & Co.Edward Jones$25009-06-2019
James Jackson Logsdon Jr.Krilogy Financial LLCTrinity Wealth Advisors LLC09-20-2019
Aaron J DeterdingLarson Financial Securities, LLCTD Ameritrade, Inc.09-16-2019
Keith Lovell CashLPL Financial LLCCommerce Brokerage Services, Inc.09-04-2019
Thomas Edward BloemkeLPL Financial LLCFarmers Financial Solutions, LLC$50009-03-2019
John Wilford Briscoe IILPL Financial LLCSmith, Moore & Co.$10008-29-2019
Bradford Lee BucklerMadison Avenue Securities, LLCTaylor Capital Management Inc.$25008-20-2019
Luke KulmaMoneta Group Investment Advisors, LLCKayne Anderson Rudnick Investment Management, LLC09-17-2019
Jason R. PfitzingerNext Financial Group, Inc.LPL Financial LLC$25008-26-2019
Paula DayPFS Investments Inc.Stifel, Nicolaus & Company, Incorporated08-22-2019
Jonathan Grant GarlowPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-23-2019
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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