Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Erwin HofmanWells Fargo Clearing Services, LLCMorgan Stanley$5008-05-2020
James Arthur HofmanWells Fargo Clearing Services, LLCMorgan Stanley08-05-2020
Robert Stevens HofmanWells Fargo Clearing Services, LLCMorgan Stanley08-05-2020
Douglas HannaWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.02-13-2020
Eric Andrew FinchWells Fargo Clearing Services, LLCTD Ameritrade, Inc.01-24-2020
Scott Michael AtkinsonWells Fargo Clearing Services, LLCLPL Financial LLC01-24-2020
Jennifer Rene ConleyWells Fargo Clearing Services, LLCTD Ameritrade, Inc.01-21-2020
Brendan SullivanWells Fargo Clearing Services, LLCEdward Jones12-02-2019
Manuel Manne Palan Pamela A Glaser Danny SoshnikWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$80010-17-2019
Manuel A PalanWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$15010-17-2019
Pamela Annette GlaserWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$15010-17-2019
Daniel S SoshnikWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-17-2019
Toby John SvobodaWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-17-2019
Christopher Bernard LindenbuschWells Fargo Clearing Services, LLCFarmers Financial Solutions, LLC08-30-2019
Kent Michael BettaleWells Fargo Clearing Services, LLCWaddell & Reed08-27-2019
James V BotteWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-26-2019
Darron John HemannWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-22-2019
Jonathan Jay MorseWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2019
Stephen Patrick ManganWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Robert Douglas MccrackenWells Fargo Clearing Services, LLCPension Consultants Inc$25006-11-2019
Jeffrey Lee LaymanWells Fargo Clearing Services, LLCMorgan Stanley$5004-04-2019
Sarah Kay Hanafin-JusticeWells Fargo Clearing Services, LLCMorgan Stanley04-04-2019
Lisa Ann JordisonWells Fargo Clearing Services, LLCMorgan Stanley04-04-2019
Brett Thomas AbellWells Fargo Clearing Services, LLCTD Ameritrade, Inc.01-31-2019
Angelo Garcia AgsalunaWells Fargo Clearing Services, LLCE*TRADE Securities LLC12-20-2018
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.