Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela WolfeBenjamin F. Edwards & Company, Inc.Edward Jones02-17-2016
Bridget Weatherly Tom McCormick Philip Pela Hal KaiglerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC02-17-2016
Howell TaylorBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC02-17-2016
Charles David ClelandBankPlus Wealth AdvisorsLPL Financial LLC10-09-2020
James Curtis Mc KennonVirtue Capital Management, LLCBrookstone Capital Management LLC09-24-2020
James Ray Carpenter IISimplified Wealth ManagementLPL Financial LLC09-04-2020
Jada Marie EdwardsSecurities America, Inc.LPL Financial LLC08-20-2020
Stephen A DAigleLPL Financial LLCBidMoni07-27-2020
Joshua Harrison TafferSound Financial Strategies Group, LLCWells Fargo Clearing Services, LLC07-17-2020
David John EchevarriaAllstate Financial Services, LLCPFS Investments Inc.07-10-2020
Ladd SandersonPark Avenue Securities LLCRaymond James & Associates, Inc.07-08-2020
Andrew Whitten MiddletonSecurities America, Inc.Voya Financial Advisors, Inc.06-22-2020
Phillip Jason BaileyLPL Financial LLCRoyal Alliance Associates, Inc.06-02-2020
Connor William ZimmerCommonwealth Financial NetworkDiversified Asset Management, Inc.06-02-2020
Steve Douglas GraceCetera Investment Services LLCRaymond James & Associates, Inc.06-01-2020
Justin Thomas KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBrookstone Capital Management LLC05-28-2020
Christian Deandre YoungCharles Schwab & Co., Inc.Edward Jones04-17-2020
William Clayton SmithGuaranty Private WealthLPL Financial LLC04-08-2020
Christopher Brent ChancellorSpire Securities, LLCSecurities America, Inc.03-27-2020
Mylan James AndersonSmith, Moore & Co.Raymond James Financial Services, Inc.03-06-2020
Todd William BarnthouseSmith, Moore & Co.Raymond James Financial Services, Inc.03-06-2020
Claiborne Brunot LagroneLPL Financial LLCHancock Whitney Investment Services Inc.02-24-2020
Ruby Nell HendricksGWN Securities Inc.Cambridge Investment Research, Inc.02-20-2020
John M RollinsCetera Investment Services LLCLPL Financial LLC01-27-2020
Eric Victor GravesAmeriprise Financial Services, LLCCetera Investment Services LLC01-03-2020
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Showing 1 to 25 of 378 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.