Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Cathcart BartlamLegacy Wealth Management, LLCNYLIFE Securities LLC08-05-2019
Stevan Lenoir Black Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-17-2019
Beverly V. Bishop IIWells Fargo Advisors Financial Network, LLCStifel, Nicolaus & Company, Incorporated07-16-2019
Linda Young PowellMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated07-11-2019
Robert Philip RileyLPL Financial LLCWells Fargo Clearing Services, LLC06-28-2019
Christopher A. EtheridgeOlive Branch Capital, LLCLPL Financial LLC06-24-2019
Tara Celeste MayGrantham Poole Advisors, LLCRaymond James Financial Services, Inc.05-23-2019
Vinicius Neves HiratukaElevated Retirement Financial ServicesHorne Wealth Advisors, LLC03-29-2019
Daryl BushWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Tamber King ProctorProctor Investments LLCSecurities America, Inc.02-21-2019
Mary Brooke BryanCetera Investment Services LLCLPL Financial LLC02-07-2019
Jason Michael JagerJager Wealth ManagementRaymond James Financial Services, Inc.01-28-2019
Rosalie Ricks KnopWells Fargo Clearing Services, LLCPFS Investments Inc.12-27-2018
Michael VirdenDelta Hedge FinancialHurley Investments, LLC12-21-2018
Strawford Hale Dees IVLPL Financial LLCVoya Financial Advisors, Inc.12-19-2018
Audie Gean ReaSA Stone Wealth Management Inc.Stifel, Nicolaus & Company, Incorporated12-06-2018
Timothy E. TarantoSecurities America, Inc.Voya Financial Advisors, Inc.11-15-2018
Lundy Reid Gunn Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Billy Wayne Dixon IIRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Matthew C. McAfeeRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Bradley D. MayoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Stephen Thomas StricklandStonehenge Private Client Group, LLCSagePoint Financial, Inc.09-28-2018
Ellis Gerald Mitchell Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.09-28-2018
Claude Edwin LoweryEdward JonesHD Vest Investment Services09-07-2018
Jimmy Ray NashCetera Advisors LLCOneAmerica Securities, Inc.08-27-2018
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Showing 1 to 25 of 341 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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