Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teresa BakerMML Investors Services, LLCMWA Financial Services Inc.10-04-2017
Justin Thomas ElliottMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-03-2016
Donald Caldwell HughesMML Investors Services, LLCSecurian Financial Services, Inc.01-26-2016
Timothy Brian CampbellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-04-2015
William Howard Morris Jr.MML Investors Services, LLCKestra Investment Services, LLC$20704-23-2015
James Leslie Mcconathy Jr.MML Investors Services, LLCNYLIFE Securities LLC07-07-2014
Tywanna Denise SmithMML Investors Services, LLCAllstate Financial Services, LLC$21004-07-2014
Darwin Earl BeardMML Investors Services, LLCNYLIFE Securities LLC11-13-2013
Rachana PuriMML Investors Services, LLCUvest Financial Services Group, Inc.11-11-2011
William Louis Holmes IIIMML Investors Services, LLCLPL Financial LLC$10004-01-2010
Johnny Farris Leech Jr.MML Investors Services, LLCPark Avenue Securities LLC$10002-17-2010

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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