Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Willa Carr LandeEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$25001-23-2009
Donell Roscoe SmallFirst Financial Equity CorporationUBS Financial Services Inc.$25001-30-2009
Tyler Chai ChapmonState Farm VP Management Corp.Cetera Investment Services LLC02-11-2009
Clarence Sherburne FrisbeeCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-01-2009
Paul Edward StaffordMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-01-2009
Christopher John CoghlanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2009
Kenneth Lowell FresemanRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-01-2009
Martin Aloysius Coleman IIIMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
William Anthony ClaridgeMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Patrick Glenn LewisMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Adrian Jude MatosichMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Gary Todd WilliamsonMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Edward J. Aders Jr.D.A. Davidson & Co.UBS Financial Services Inc.$25005-11-2009
David Kent PalagiStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-22-2009
James Richard ShaverFirst Financial Equity CorporationMorgan Stanley$25006-25-2009
Scott Michael FergusonVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.$10007-01-2009
Diana J SyesterLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25007-10-2009
James Paisley BangsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50007-13-2009
Daniel H HitchcockWells Fargo Advisors Financial Network, LLCMorgan Stanley07-13-2009
Dale Wilking Haarr Jr.D.A. Davidson & Co.UBS Financial Services Inc.$50008-12-2009
John Edward MeeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-17-2009
Timothy Mark SkiftunWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-20-2009
Wesley Adam FangsrudMorgan StanleyCommonwealth Financial Network$50008-31-2009
David Aaron SloteWells Fargo Investments, LLCU.S. Bancorp Investments, Inc.09-14-2009
Paul Erhard ReinkerApex Advisory Services, Inc.Securities America Advisors, Inc.11-24-2009
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Showing 1 to 25 of 293 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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