Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carina Renee LangeLPL Financial LLCCetera Investment Services LLC11-29-2016
Dale Hardy WestermarkFirst Financial Equity CorporationCetera Investment Services LLC01-19-2010
Daniel Roswell OrttLPL Financial LLCCetera Investment Services LLC09-15-2010
David Arthur RensvoldLPL Financial LLCCetera Investment Services LLC$1,00011-29-2016
Mark Thomas KennedyFirst Financial Equity CorporationCetera Investment Services LLC12-18-2009
Randall Edward PorterLPL Financial LLCCetera Investment Services LLC11-29-2016
Scott Aaron HatlerUBS Financial Services Inc.Cetera Investment Services LLC$1004-05-2013
Teresa Breanna SandersLPL Financial LLCCetera Investment Services LLC11-29-2016
Tyler Chai ChapmonState Farm VP Management Corp.Cetera Investment Services LLC02-11-2009

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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