Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evad Patrick VanspooreLPL Financial LLCCetera Investment Advisers LLC11-29-2016
Randall Edward PorterLPL Financial LLCCetera Investment Services LLC11-29-2016
Teresa Breanna SandersLPL Financial LLCCetera Investment Services LLC11-29-2016
Dale Edgar GiemLPL Financial LLCD.A. Davidson & Co.$10001-28-2016
Kim Mabey BurgonLPL Financial LLCMetLife Securities Inc.10-21-2015
Samuel Colton SharplesLPL Financial LLCWaddell & Reed07-13-2015
Michael Hayes BeckLPL Financial LLCAmeriprise Financial Services, Inc.05-20-2015
Robert Charles BeckLPL Financial LLCAmeriprise Financial Services, Inc.11-13-2014
James Patrick Wunsch Jr.LPL Financial LLCWells Fargo Clearing Services, LLC07-02-2014
Jillian Cale WermlingLPL Financial LLCWells Fargo Clearing Services, LLC12-12-2012
Thomas John StaplesLPL Financial LLCMorgan Stanley$20009-29-2011
Ronald Kerrig HatcherLPL Financial LLCFintegra, LLC05-17-2011
Ellen Ella RossLPL Financial LLCFintegra, LLC05-17-2011
Daniel Roswell OrttLPL Financial LLCCetera Investment Services LLC09-15-2010
Blain Jerome BogarLPL Financial LLCUBS Financial Services Inc.12-03-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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