Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
JAMES A MCMAHON IIIStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.05-22-2019
Michael Sean MccrackenStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2018
Steven Daniel DaileyStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15010-19-2017
James Jay FlynnStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.$25006-16-2016
Mark E. JohnsonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-06-2015
Christian Curtis MolvigStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.$25003-12-2015
David Wade KuhnsStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.03-12-2015
Stephen Courtney KnudsonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50007-18-2013
Michael PalagiStifel, Nicolaus & Company, IncorporatedChase Investment Services Corp.09-05-2012
Clarence Sherburne FrisbeeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10001-18-2012
Robert Pierre HollandStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$50003-24-2011
Stanton Konrad JonesStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$50003-03-2011
James Anthony Strainer Sr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$50011-10-2010
James Paisley BangsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50007-13-2009
David Kent PalagiStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-22-2009

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.