Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Arthur LloydPrincipal Securities, Inc.National Securities Corporation$2505-19-2020
Christopher Lamont BrownBB&T Securities, LLCEdward Jones$15005-18-2020
Adam Michael BouleyVoya Financial Advisors, Inc.First Citizens Investor Services, Inc.05-18-2020
Graham John WilsonCommonwealth Financial NetworkLincoln Investment$5005-01-2020
Richard Timothy CurranLPL Financial LLCIndependent Advisor Alliance, LLC$5004-20-2020
Charles Nelson LinebergerLPL Financial LLCProEquities, Inc.04-16-2020
Joseph Parish ParkerCarolina Wealth Management, Inc.First Citizens Investor Services, Inc.04-15-2020
Richard Kenneth WiethornFirst Horizon Advisors, Inc.Wells Fargo Clearing Services, LLC04-13-2020
Hillary Anne KesslerAlphaStar Capital Management, LLCMML Investors Services, LLC04-09-2020
Amanda Roberts HahnFidelity Brokerage Services LLCVALIC Financial Advisors, Inc.04-08-2020
Morris Lamar GibsonHornor, Townsend & Kent, LLCPruco Securities, LLC.04-07-2020
Joseph Matthew FortinoFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC04-06-2020
James Henry Elliott IIWells Fargo Clearing Services, LLCAllstate Financial Services, LLC04-03-2020
Michael Joseph FrendakPNC InvestmentsVanguard Marketing Corporation04-02-2020
Robert James OhanlonCambridge Investment Research, Inc.Nationwide Securities, LLC04-02-2020
Steven Craig CollieLPL Financial LLCWells Fargo Clearing Services, LLC$1,00004-01-2020
Michael Keith AshworthLPL Financial LLCWells Fargo Clearing Services, LLC$1,00004-01-2020
James P. WatersMorgan StanleyWoodbury Financial Services, Inc.04-01-2020
Christopher John TaylorMorgan StanleyWoodbury Financial Services, Inc.$15004-01-2020
Michael Edward Kostich Jr.LPL Financial LLCAvantax Investment Services, Inc.03-31-2020
Chemerin Mame GreggLPL Financial LLCAvantax Investment Services, Inc.03-31-2020
Adrienne Diane HartRBC Capital Markets, LLCMorgan Stanley03-30-2020
Ryan A. MaglioZermatt Securities, Inc.Wells Fargo Clearing Services, LLC03-30-2020
Timothy Michael HealyCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-25-2020
Jason Tyler DrakeEquity Services, Inc.W&S Brokerage Services, Inc.03-25-2020
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Showing 1 to 25 of 5,628 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.