Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Results filtered by
Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth LeventisLPL FinancialForesters Financial$11011-01-2018
Benjamin Lewis, Christopher AmysRaymond JamesWells Fargo Advisors$18509-27-2018
Thomas Rembert, John Cash, Grant Rembert, William ModeStifel Nicolaus & Co.Wells Fargo Advisors$28709-25-2018
Raymond Moore, Christopher Moore, Joseph Tuck, Ashwin SharmaLPL FinancialLincoln Financial$20009-13-2018
Peter De ArcangelisAmeriprise FinancialWells Fargo Clearing Services$14008-30-2018
Harry Buchanan Smith III, Daniel BryantRobert W. Baird & Co.Wells Fargo Advisors$15008-06-2018
Charlie Potter, Chip Roe, Price FrenchCommonwealth Financial NetworkKestra Financial$13006-21-2018
Alan Brookshire, James Chandley, Julie WilliardHilliard LyonsOppenheimer$39006-04-2018
Kyle L. Clements, Will LangdonJanney Montgomery ScottBank of America Merrill Lynch$30002-22-2018
Robert Steven FoxRaymond JamesWells Fargo Advisors$12002-09-2018
James Griffin, Charles Moore IIILPL FinancialNationwide Securities$10012-15-2017
Kel Normann, Eric T. Vernon, Murphy Paderick, Miller RobinsRaymond JamesWells Fargo Advisors$80012-14-2017
Joseph Bailey VaughanStifel Nicolaus & Co.Wells Fargo Advisors$5412-11-2017
Joseph A. Friend, Ross GordonRBC Wealth ManagementWells Fargo Advisors$20811-08-2017
Alfred L. Hobgood III, Alfred L. Hobgood IV, A. Harrison PeatrossRBC Wealth ManagementWells Fargo Advisors$18211-02-2017
C. Gene Jester, Bert Cort Lester BennettRobert W. Baird & Co.Morgan Stanley Wealth Management$21010-31-2017
Bradford Clinard, Ronald ClinardLPL FinancialWells Fargo Advisors$12809-21-2017
Amandus 'Buz' FreyStifel Nicolaus & Co.Wells Fargo Advisors$11809-20-2017
Nic Nielsen, Jeff WaltersIndependent Advisor AllianceSuntrust Investment Services$12509-01-2017
Jared R. SmithRBC Wealth ManagementJanney Montgomery Scott$14508-30-2017
Al SeymourIndependent Advisor AllianceAmeriprise Financial$5008-15-2017
Jeffrey JacksonJanney Montgomery ScottRaymond James$10608-01-2017
Christopher BarbeeStifel Nicolaus & Co.Oppenheimer$6106-15-2017
Brad Williams, Andy Lipson, Murat Kaptanoglu, V. Conley Perry, Chris DemarestIndependent Advisor AllianceAmeriprise Financial$27506-14-2017
Jesse ParksJanney Montgomery ScottSA Stone Wealth Management$18506-13-2017
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Showing 1 to 25 of 94 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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