Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Jason LunaAon Hewitt Financial Advisors, LLCBB&T Securities, LLC10-09-2020
Stephen Thomas SnowInfinex Investments, Inc.Wells Fargo Clearing Services, LLC10-01-2020
Grant Alexander Palmer IVWaypoint Wealth ManagementVanguard Marketing Corporation10-01-2020
David Michael BelliaPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC09-30-2020
Daniel James DoleAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-30-2020
Drewry IsaacsonFifth Third Securities, Inc.BB&T Securities, LLC09-30-2020
Sharon Wilson FloydStephensMorgan Stanley09-28-2020
Travis J HarrisWells Fargo Clearing Services, LLCFifth Third Securities, Inc.09-28-2020
Weston Lee MorganVanguard Marketing CorporationFirst Citizens Investor Services, Inc.09-28-2020
Austin Thomas NelmsBankers Life Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2020
Christopher John ShawNewbridge Securities CorporationPruco Securities, LLC.09-24-2020
Nicholas Patrick GeaslenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-24-2020
Charles Kent GreenJ.P. Morgan Securities LLCEquitable Advisors, LLC09-24-2020
Adair Mckoy GrahamRaymond James & Associates, Inc.BB&T Securities, LLC$10009-23-2020
Thomas Edward HighsmithRaymond James Financial Services, Inc.Carolinas Investment Consulting LLC$1,00009-23-2020
Samuel Forrest JohnsonCetera Investment Services LLCFirst Citizens Investor Services, Inc.$5009-23-2020
Nathan Lee HookerCambridge Investment Research, Inc.Kestra Investment Services, LLC09-18-2020
Bryan E LabadiaVanguard Marketing CorporationTIAA-CREF Individual & Institutional Services, LLC09-18-2020
Lisa Angelica HembyVanguard Marketing CorporationPrincipal Securities, Inc.09-18-2020
Elaina EspinosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-17-2020
Michael WattsVanguard Marketing CorporationEquitable Advisors, LLC09-17-2020
Rebecca Rankin OsterkampWells Fargo Clearing Services, LLCCapital Investment Group, Inc.09-16-2020
Travis Dayne TracyFortitude Financial Planning LLCSycamore Financial Planning, LLC09-16-2020
Kelly Lianne DavisVanguard Marketing CorporationFidelity Brokerage Services LLC09-16-2020
Mark Brendan SumnerParkland Securities, LLCSecurities Service Network, LLC09-15-2020
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Showing 1 to 25 of 3,207 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.