Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nick Bearden Stifel, Nicolaus & Company, IncorporatedEdward Jones$7508-01-2019
Lauren Skidmore IvesterDempsey Lord Smith, LLCKalos Capital, Inc.$2507-23-2019
Joseph Patrick RoopDempsey Lord Smith, LLCKalos Capital, Inc.$10007-22-2019
Stephen Douglas NortonDempsey Lord Smith, LLCKalos Capital, Inc.$25007-22-2019
Shaun F. MoynihanDempsey Lord Smith, LLCKalos Capital, Inc.$2507-22-2019
Brandon J. JohnsonFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-15-2019
Timothy Paul PortelanceRaymond James Financial Services, Inc.Edward Jones07-12-2019
David L. SpencerCUSO Financial Services, L.P.Cuna Brokerage Services, Inc.$107-10-2019
Jon Carl FoxCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$1,00007-10-2019
Kenneth Raymond SavageWorld Equity Group, Inc.Taylor Capital Management Inc.07-03-2019
Morris Craig MoserWorld Equity Group, Inc.Taylor Capital Management Inc.07-03-2019
Jerome Emmett Pinckney Jr.Calton & Associates, Inc.Triad Advisors, Inc.$107-01-2019
Alan Judson Carpenter Jr.Allstate Financial Services, LLCLPL Financial LLC$15006-27-2019
Samuel Lee WilliamsHarbor Financial Services, LLCCompass Securities Corporation$5006-21-2019
William Sewell Janney Montgomery Scott LLCBB&T Securities, LLC06-20-2019
Charles Lewis SowersCapital Investment Group, Inc.Raymond James Financial Services Advisors, Inc.$5006-20-2019
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$106-14-2019
Morris Trulock BellCapital Investment Group, Inc.Prospera Financial Services, Inc.$2506-14-2019
Bailey Bass BarteeWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-07-2019
William Francis Gold Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$5006-06-2019
Staci Rene LingenfelterWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC06-04-2019
Marc Anthony ShepherdPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Sean H. DematteoPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Monica L. DanielsSecurities America, Inc.First Command Advisory Services$5006-03-2019
Douglas J MarkenRaymond James & Associates, Inc.Morgan Stanley$5005-13-2019
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Showing 1 to 25 of 4,068 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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