Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katherine Carmichael MorosaniEdward Jones1st Global Capital Corp.11-16-2018
Carol Ann UselmanLPL Financial LLC1st Global Capital Corp.12-12-2012
William Barron AmburnLPL Financial LLC1st Global Capital Corp.12-12-2012
Matthew David HearnLPL Financial LLC1st Global Capital Corp.12-12-2012
Michael Raye EasterLPL Financial LLC1st Global Capital Corp.12-12-2012
John Willoughby Hearn IIIAPW Capital, Inc.1st Global Capital Corp.01-02-2009
Edin CuskovicMaximum AdvisoryACG Advisory Services Inc11-02-2016
Sara Irene SeasholtzFSC Securities CorporationAdvantage Capital Corporation$5002-27-2009
Margaret Ellen Suite-ArnoldFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Barbara Ann BellCannon AdvisorsAdvisory Services Network06-26-2018
Richard Shope Raiford Jr.Securities America, Inc.Advisory Services Network06-17-2015
William J. ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.10-22-2013
Stephen Elliot FletcherBlueSky Wealth Advisors, LLCAJ Wealth08-23-2016
Robert Damon ColeyAtticus Capital Advisors LLCAjax Capital Advisors, Inc.05-30-2017
James Michael MatthewsPark Avenue Securities LLCAlight Financial Solutions, LLC$4102-24-2017
Richard Christopher FallinLPL Financial LLCAlight Financial Solutions, LLC10-05-2016
Robert Michael NorrisAon Hewitt Financial Advisors, LLCAlight Financial Solutions, LLC11-02-2011
Robert C. ZieglerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.02-21-2017
Kevin Rone ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.06-13-2011
Calvin James PerryPruco Securities, LLC.Allstate Financial Services, LLC08-30-2017
Rosalie Ann MarsocciFifth Third Securities, Inc.Allstate Financial Services, LLC02-07-2017
Joseph Shane SilvaPruco Securities, LLC.Allstate Financial Services, LLC03-25-2015
David Joseph Brunswick Jr.G. A. Repple & CompanyAllstate Financial Services, LLC09-03-2013
James Russell BeamCapital Investment Group, Inc.Allstate Financial Services, LLC06-27-2012
Allison Taylor CowardWells Fargo Clearing Services, LLCAltrius Capital Management, Inc.05-01-2015
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Showing 1 to 25 of 2,778 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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