Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Parker ScottSapere Wealth Management, LLC1080 GLOBAL, LLC10-27-2014
Willis Smith IIM Holdings Securities, Inc.1st Bridgehouse Securities, LLC04-08-2013
Katherine Carmichael MorosaniEdward Jones1st Global Capital Corp.11-16-2018
Carol Ann UselmanLPL Financial LLC1st Global Capital Corp.$3212-12-2012
William Barron AmburnLPL Financial LLC1st Global Capital Corp.12-12-2012
Matthew David HearnLPL Financial LLC1st Global Capital Corp.12-12-2012
Michael Raye EasterLPL Financial LLC1st Global Capital Corp.12-12-2012
John Willoughby Hearn IIIAPW Capital, Inc.1st Global Capital Corp.$2501-02-2009
William Edward Sugg IVAPW Capital, Inc.1st Global Capital Corp.$15001-02-2009
Joseph Michael DelmonteCWM, LLCAccelerated Wealth Advisors LLC06-26-2020
Edin CuskovicMaximum AdvisoryACG Advisory Services Inc11-02-2016
Matthew Dunlap VaughanCapital Investment Brokerage, Inc.Acorn Financial Advisory Services, Inc.09-04-2020
Brian Lon BiedermanInfinity Financial ServicesAdirondack Trading Group LLC05-25-2016
Joseph J WindEdward JonesADP Broker-Dealer, Inc.02-26-2020
Nefertari Titi WardVanguard Marketing CorporationADP Broker-Dealer, Inc.$1610-28-2013
Barbara Ann BellCannon AdvisorsAdvisory Services Network06-26-2018
Michael Robert BoykinCannon AdvisorsAdvisory Services Network06-26-2018
Lori Hooper HaddockSecurities America Advisors, Inc.Advisory Services Network03-17-2015
Troy Michael DipreAlphaStar Capital Management, LLCAE Wealth Management, LLC06-29-2020
Stephen Michael PowersCliftonLarsonAllen Wealth Advisors, LLCAegon Asset Management US01-22-2020
William J ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.10-22-2013
Patrick M FoleyEdward JonesAIG Capital Services, Inc.$15010-19-2012
Stephen Elliot FletcherBlueSky Wealth Advisors, LLCAJ Wealth08-23-2016
Robert Damon ColeyAtticus Capital Advisors LLCAjax Capital Advisors, Inc.05-30-2017
Samuel J RobinsonNorthwestern Mutual Investment Services, LLCAlight Financial Solutions, LLC05-13-2020
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Showing 1 to 25 of 3,207 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.