Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick William SchoofInnovation Partners LLC1ST Consumer Advisory Group LLC07-08-2016
Katherine Carmichael MorosaniEdward Jones1st Global Capital Corp.11-16-2018
Carol Ann UselmanLPL Financial LLC1st Global Capital Corp.$3212-12-2012
Matthew David HearnLPL Financial LLC1st Global Capital Corp.$2512-12-2012
Michael Raye EasterLPL Financial LLC1st Global Capital Corp.12-12-2012
Richard Jamille TamerLPL Financial LLC1st Global Capital Corp.$1012-12-2012
William Barron AmburnLPL Financial LLC1st Global Capital Corp.12-12-2012
Elbert Dean DuncanHD Vest Investment Services1st Global Capital Corp.08-02-2010
Kathleen B GoodmanHD Vest Investment Services1st Global Capital Corp.08-02-2010
John Willoughby Hearn IIIAPW Capital, Inc.1st Global Capital Corp.$2501-02-2009
Scott David CarlGreen Lane Capital Advisors, LLCAbacus Wealth Partners07-21-2016
Jacob Anthony GallagherMutual of Omaha Investor Services, Inc.Absolute Alpha Capital Management, LLC03-29-2017
Joey A GoodspeedCapFinancial Securities, LLC.ADP Broker-Dealer, Inc.06-24-2016
Ernest William Ross IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdvisors Asset Management, Inc.05-01-2014
Barbara Ann BellCannon AdvisorsAdvisory Services Network06-26-2018
Morris Craig MoserRetirement Wealth Advisors, Inc.Advisory Services Network04-08-2015
Richard Shope Raiford Jr.Securities America Advisors, Inc.Advisory Services Network03-16-2015
William J ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.10-22-2013
Matthew George GriffinLPL Financial LLCAIG Capital Services, Inc.$512-14-2009
Joseph Matthew BakerVisionquest Wealth Management, LLCAlcus Financial Group, LLC02-17-2017
Boyd Parks BarnhardtWells Fargo Advisors Financial Network, LLCAlight Financial Solutions, LLC07-06-2017
James Michael MatthewsPark Avenue Securities LLCAlight Financial Solutions, LLC$4102-24-2017
Richard Christopher FallinLPL Financial LLCAlight Financial Solutions, LLC10-05-2016
Philip Charles RomanoSignator Investors, Inc.Allegheny Investments, Ltd.02-10-2017
Robert C ZieglerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.02-21-2017
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Showing 1 to 25 of 4,068 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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