Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip John GussmanBulldog Asset Management, Inc.DAVIDSON CAPITAL08-04-2009
David Alan LakisCabot Lodge Securities LLCIFS Securities09-19-2019
George Albert RobinsonCambridge Investment Research Advisors, Inc.Investors Asset Management of Georgia Inc01-15-2014
George Mercurio PascucciCambridge Investment Research, Inc.Lincoln Financial Securities Corporation03-18-2019
Matt Fletcher RobertsCambridge Investment Research, Inc.Royal Alliance Associates, Inc.01-02-2019
Michael Earl CowellCambridge Investment Research, Inc.Royal Alliance Associates, Inc.$5012-06-2018
Shelley Anne KnightCambridge Investment Research, Inc.BB&T Securities, LLC09-21-2018
Michael Eric FayedCambridge Investment Research, Inc.Summit Brokerage Services, Inc.$5007-16-2018
James Bowen LathamCambridge Investment Research, Inc.Nationwide Securities, LLC$5006-01-2018
Joseph M. MilanoCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC$2503-08-2018
John Haywood Lyon Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC02-05-2018
Chadwick M. MangumCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2501-26-2018
Barbara W. MullCambridge Investment Research, Inc.Edward Jones$2511-17-2017
Justin Brand WolfeCambridge Investment Research, Inc.LPL Financial LLC$2510-12-2017
Andrew Garrett MorrisCambridge Investment Research, Inc.INVEST Financial Corporation$1010-11-2017
Douglas Malcolm RussellCambridge Investment Research, Inc.Ameritas Investment Corp.09-14-2017
Christopher Wayne McalisterCambridge Investment Research, Inc.Ameritas Investment Corp.09-11-2017
Steven Craig SovdeCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$1009-06-2017
Brandon Michael RogersCambridge Investment Research, Inc.LPL Financial LLC03-15-2017
Diane Theresa McInteeCambridge Investment Research, Inc.HD Vest Investment Services12-02-2016
David Gerard McInteeCambridge Investment Research, Inc.HD Vest Investment Services12-02-2016
Cristen Morgan InmanCambridge Investment Research, Inc.Signator Investors, Inc.11-08-2016
Mark Rodney ConwayCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5005-03-2016
Mark Ishmael Conway Jr.Cambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5005-03-2016
Brent Franklin HayesCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-03-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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