Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Alvin Barrow1st Global Capital Corp.Blue Rock Wealth Management, LLC02-06-2018
Matthew Robert Schanz1st Global Capital Corp.The Strategic Financial Alliance, Inc.10-16-2017
Michael Joseph Larkin1st Global Capital Corp.RBC Capital Markets, LLC$5008-11-2017
Katherine Carmichael Morosani1st Global Capital Corp.INVEST Financial Corporation12-02-2016
Alan Wesley Thompson1st Global Capital Corp.CSSC Brokerage Services, Inc.08-31-2016
Matthew David Hearn1st Global Capital Corp.Raymond James Financial Services Advisors, Inc$2502-01-2012
Gail Lowry ScurryA4 Wealth Advisors LLCPruco Securities, LLC.03-30-2016
John Burke BalcerzakA4 Wealth Advisors LLCTrident Investment Management Inc06-04-2010
David Joesph KlepeiszAccruent Wealth AdvisorsAmeriprise Financial Services, LLC07-07-2015
Roger Wesley JohnsonACT AdvisorsLPL Financial LLC11-19-2014
James Calvin Byers IIAdaptFirst Investments LLCInnovation Partners LLC11-04-2019
Leslie S GarnerAdaptFirst Investments LLCInnovation Partners LLC10-25-2019
Ryan C. GehsmannAdaptFirst Investments LLCHornor, Townsend & Kent, LLC09-13-2019
Gregory William SchlaudeckerAdaptFirst Investments LLCIntercarolina Financial Services, Inc.03-15-2018
Victoria Lynn SawyerAdirondack Trading Group LLCLPL Financial LLC09-16-2014
Thomas Brett SawyerAdirondack Trading Group LLCLPL Financial LLC09-12-2014
Peter Matthew GalanoAdirondack Trading Group LLCLPL Financial LLC$5009-02-2014
Alexander MihajlovAdvisory Services NetworkRaymond James Financial Services, Inc.10-02-2017
Trevor Edward ChambersAdvisory Services NetworkRaymond James Financial Services, Inc.10-02-2017
Robert Bryan CannonAdvisory Services NetworkAvantax Investment Services, Inc.06-04-2015
Barbara Ann BellAdvisory Services NetworkAvantax Investment Services, Inc.06-04-2015
Charles Anthony TreeceAE Wealth Management, LLCPreservation Financial Partners, Inc01-22-2018
Robert Dale CooperAE Wealth Management, LLCGlobal Financial Private Capital, Inc.06-09-2017
David Ray ShucavageAE Wealth Management, LLCGlobal Financial Private Capital, Inc.01-18-2017
Yancey Williams MacKeyAllen, Mooney & Barnes Brokerage Services, LLCInvestment Professionals, Inc.11-03-2011
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Showing 1 to 25 of 5,669 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.