Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Gregory MetzgerVoya Financial Advisors, Inc.Ameriprise Advisor Services, Inc.$1001-02-2009
John Willoughby Hearn IIIAPW Capital, Inc.1st Global Capital Corp.01-02-2009
Richard Benny Sexton Jr.Raymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Alan Franklin BurkeRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Arturo Y. LumpkinRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Zachary Stan SmithNorthside Group Wealth Management, LLCRaymond James Financial Services, Inc.01-06-2009
Alan Lee DaltonLPL Financial LLCEdward Jones$1001-08-2009
Phillip Patrick SielatyckiAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$10001-09-2009
Edward C G Tyree IIIRBC Capital Markets, LLCCitigroup Global Markets Inc.$5001-09-2009
Jennifer Lynn HoseltonUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-14-2009
Timothy Lee RauwaldUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-14-2009
Michael Charles Pearson, William Paul PattersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2009
Caroline Helen GeorgiadisCUSO Financial Services, L.P.Raymond James Financial Services, Inc.01-15-2009
John James AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$1001-16-2009
Don Matthew WebbWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
John Michael TiddyMecklenburg Financial GroupWaddell & Reed01-22-2009
Dennis Wayne Grinestaff Jr.LPL Financial LLCUvest Financial Services Group, Inc.01-22-2009
Russell Emmett Davenport Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-23-2009
James Hamilton Kyle IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Laura Elizabeth LongWells Fargo Clearing Services, LLCKCD Financial, Inc.01-23-2009
Sandra Gayle ThompkinsLPL Financial LLCSecurities Service Network, LLC01-26-2009
Terry Lee Beattie, Rick James LinkUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-29-2009
Michael Sean SpainhourJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$3501-30-2009
Donald Raymond MonroeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-30-2009
Thomas Reese NewbreyLPL Financial LLCBanc of America Investment Services, Inc.01-30-2009
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Showing 1 to 25 of 2,778 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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