Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cecil Gene JesterMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Gary Duane RebensdorfLPL Financial LLCCUNA Brokerage Services, Inc.01-01-2009
Jon Kristopher JesterMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Bradley Phillip KellenLPL Financial LLCAmeriprise Financial Services, Inc.01-02-2009
John Willoughby Hearn IIIAPW Capital, Inc.1st Global Capital Corp.$2501-02-2009
Mark Gregory MetzgerVoya Financial Advisors, Inc.Ameriprise Advisor Services, Inc.$10001-02-2009
John Hampton WilkieEdward JonesAmeriprise Financial Services, Inc.01-05-2009
Zachary Stan SmithNorthside Group Wealth Management, LLCRaymond James Financial Services, Inc.01-06-2009
Judy Ann High BlackSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC01-07-2009
Todd Andrew RoseMML Investors Services, LLCTCA Financial Group, LLC01-07-2009
Alan Lee DaltonLPL Financial LLCEdward Jones$5001-08-2009
Edward C G Tyree IIIRBC Capital Markets, LLCCitigroup Global Markets Inc.$5001-09-2009
Phillip Patrick SielatyckiAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$10001-09-2009
William Francis Gold Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-12-2009
Martin Joseph MancusoLPL Financial LLCFSC Securities Corporation01-13-2009
Jennifer Lynn HoseltonUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-14-2009
Peter Bayard WearsUBS Financial Services Inc.Citigroup Global Markets Inc.01-14-2009
Timothy Lee RauwaldUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-14-2009
Caroline Helen GeorgiadisCUSO Financial Services, L.P.Raymond James Financial Services, Inc.01-15-2009
Don Matthew WebbWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
John James AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$1001-16-2009
Paul David WillsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-16-2009
Ralph Joseph AielloH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.01-16-2009
Douglas Jay SattlerLPL Financial LLCCue Advisory Services, Inc.01-20-2009
Kathryn Jo HackneyLPL Financial LLCCUNA Brokerage Services, Inc.01-20-2009
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Showing 1 to 25 of 4,054 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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