Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Duane RebensdorfLPL Financial LLCCUNA Brokerage Services, Inc.01-01-2009
James Edward Mills Jr.First Allied Securities, Inc.Wyoming Financial Securities, Inc.$1001-01-2009
Cecil Gene JesterMorgan Stanley & Co. LLCUBS Financial Services Inc.$10001-01-2009
Jon Kristopher JesterMorgan Stanley & Co. LLCUBS Financial Services Inc.$2501-01-2009
Christina Hall JamesBB&T Investment Services, Inc.BB&T Investment Services, Inc.01-02-2009
Mark Gregory MetzgerVoya Financial Advisors, Inc.Ameriprise Advisor Services, Inc.01-02-2009
Bradley Phillip KellenLPL Financial LLCAmeriprise Financial Services, LLC01-02-2009
John Willoughby Hearn IIIAPW Capital, Inc.1st Global Capital Corp.01-02-2009
William Edward Sugg IVAPW Capital, Inc.1st Global Capital Corp.01-02-2009
Christopher David JanokUvest Financial Services Group, Inc.Allstate Financial Services, LLC01-05-2009
James A. RichmondLPL Financial LLCAXA Advisors, LLC01-05-2009
John Hampton WilkieEdward JonesAmeriprise Financial Services, LLC01-05-2009
William Carson SpencerStanford Group CompanyCitigroup Global Markets Inc.01-05-2009
Zachary Stan SmithNorthside Group Wealth Management, LLCRaymond James Financial Services, Inc.01-06-2009
Judy Ann BlackSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC01-07-2009
Todd Andrew RoseMML Investors Services, LLCTCA Financial Group, LLC01-07-2009
Phillip Patrick SielatyckiAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.$10001-09-2009
Russell Allen MansfieldRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2501-09-2009
Edward C G Tyree IIIRBC Capital Markets, LLCCitigroup Global Markets Inc.$5001-09-2009
Alan Lee DaltonLPL Financial LLCEdward Jones$1001-12-2009
William Francis Gold Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-12-2009
Peter Bayard WearsUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-14-2009
Timothy Lee RauwaldUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-14-2009
Jennifer Lynn HoseltonUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-14-2009
Caroline Helen GeorgiadisCUSO Financial Services, L.P.Raymond James Financial Services, Inc.01-15-2009
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Showing 1 to 25 of 5,631 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.