Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Brandon SmithCardinal FinancialWells Fargo Clearing Services, LLC09-17-2013
Aaron Ray StrawdermanLPL Financial LLCCBIZ Wealth Management, LLC$10012-03-2010
Aaron Raymond SeymourPrincipal Securities, Inc.Edward Jones08-31-2017
Abdul Kareem Ar-RushdiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-15-2011
Abigail Budd EmbryLincoln Financial Securities CorporationRaymond James Financial Services, Inc.09-08-2017
Abigail Hastings KerrAmeriprise Financial Services, Inc.MetLife Securities Inc.12-13-2013
Adam Charles BrayBB&T INVESTMENT SERVICES, INC.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2016
Adam Charles PerskyNYLIFE Securities LLCJBS Liberty Securities, Inc.$1010-28-2010
Adam Eliot QuelerRaymond James Financial Services, Inc.Vanguard Marketing Corporation$107-21-2015
Adam Eric AckermanEdward JonesConsolidated Securities07-06-2015
Adam Gregory DupuisWells Fargo Clearing Services, LLCEdward Jones04-29-2013
Adam H YarboroughBB&T Investment Services, Inc.Edward Jones02-16-2010
Adam Howard SnellingAXA Advisors, LLCWells Fargo Clearing Services, LLC$105-04-2011
Adam Jamil ShayebUBS Financial Services Inc.Vanguard Marketing Corporation11-17-2014
Adam Matthew KearnsLPL Financial LLCCetera Investment Services LLC01-04-2018
Adam Matthew KearnsLPL Financial LLCNatcity Investments, Inc.09-01-2009
Adam Michael LeachWells Fargo Advisors Financial Network, LLCInvestment Centers of America, Inc.04-27-2015
Adam Paul MorrisonWells Fargo Clearing Services, LLCLPL Financial LLC07-15-2015
Adam R BolickWells Fargo Clearing Services, LLCEdward Jones11-03-2015
Adam Shain AldrichLPL Financial LLCRaymond James & Associates, Inc.$2503-11-2015
Adam Shain AldrichRaymond James & Associates, Inc.VALIC Financial Advisors, Inc.03-18-2013
Adam Shain AldrichVALIC Financial Advisors, Inc.Morgan Stanley06-20-2012
Adam Thomas SantoLPL Financial LLCKey Investment Services LLC01-28-2010
Adam Todd WexlerBB&T Investment Services, Inc.MetLife Securities Inc.07-17-2012
Adamson Wayne WrightIntercarolina Financial Services, Inc.Ameriprise Financial Services, Inc.$2508-19-2011
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Showing 1 to 25 of 4,057 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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