Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron B SmithCardinal FinancialWells Fargo Clearing Services, LLC09-17-2013
Aaron Brian MostellerUBS Financial Services Inc.Vanguard Marketing Corporation05-07-2018
Aaron Josiah MorrisCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Aaron M. BrownBB&T Securities, LLCBB&T Investment Services, Inc.01-02-2018
Aaron Nii Lante TawiahUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Aaron ParrishLevel Wealth ManagementTriad Financial Advisors, Inc.04-01-2019
Aaron Ray StrawdermanLPL Financial LLCCBIZ Wealth Management, LLC$2512-03-2010
Abdul Kareem Ar-RushdiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2011
Adam Baker LandauMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Adam Charles PerskyNYLIFE Securities LLCJBS Liberty Securities, Inc.$1010-28-2010
Adam Eliot QuelerRaymond James Financial Services, Inc.Vanguard Marketing Corporation07-21-2015
Adam Gregory DupuisWells Fargo Clearing Services, LLCEdward Jones04-29-2013
Adam Howard SnellingAXA Advisors, LLCWells Fargo Clearing Services, LLC05-04-2011
Adam Matthew KearnsLPL Financial LLCCetera Investment Services LLC01-04-2018
Adam R. BolickWells Fargo Clearing Services, LLCEdward Jones11-03-2015
Adam S. AldrichLPL Financial LLCRaymond James & Associates, Inc.$1003-11-2015
Adamson Wayne WrightIntercarolina Financial Services, Inc.Ameriprise Financial Services, Inc.$2508-19-2011
Adolfo John Montesa IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5011-17-2014
Adrian Peter CasparAXA Advisors, LLCPacer Financial, Inc.09-16-2016
Al SeymourIndependent Advisor AllianceAmeriprise Financial Services, Inc.$5008-15-2017
Alan Alroy MannJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-05-2009
Alan Brookshire, James Chandley, Julie WilliardHilliard LyonsOppenheimer$39006-04-2018
Alan Earl BrookshireJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$15005-29-2018
Alan Edward BerkeleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2011
Alan Franklin BurkeRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
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Showing 1 to 25 of 2,778 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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