Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Sewell Janney Montgomery Scott LLCBB&T Securities, LLC06-20-2019
Staci Rene LingenfelterWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC06-04-2019
Marc Anthony ShepherdPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Sean H. DematteoPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Shantal Lillian TolbertAllstate Financial Services, LLCTransamerica Financial Advisors, Inc05-01-2019
Charles Warren SmithFifth Third Securities, Inc.SunTrust Investment Services, Inc.04-01-2019
Rea Samuel PtacinAllstate Financial Services, LLCPrincipal Securities, Inc.03-25-2019
Donnie Dixon StilesWells Fargo Clearing Services, LLCEdward Jones03-20-2019
Richard Allen YercheckCapital Investment Group, Inc.Prospera Financial Services, Inc.03-15-2019
Kurt EngelhardtWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC03-14-2019
Alexander Jude SankowskiAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC03-13-2019
Sara HomsiAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2019
Leonard Joseph BreckenBrecken Capital Advisors, LLCLincoln Financial Securities Corporation03-01-2019
Steven Phillip HarderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2019
Celestine Emejuru NjokuInnovation Partners LLCClient One Securities LLC02-21-2019
Joshua Douglas TallentInfinex Investments, Inc.LPL Financial LLC02-13-2019
Richard Tillman Fountain IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedCarolinas Investment Consulting LLC02-13-2019
Texie B NeedhamInfinex Investments, Inc.LPL Financial LLC02-13-2019
Gloria Tange DearcangelisWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.02-12-2019
Martin Matthew SohovichAmeriprise Financial Services, Inc.Edward Jones02-12-2019
Lucas Brant BreedenParkland Securities, LLCPark Avenue Securities LLC02-08-2019
William Brantley BissettPortus Wealth Advisors, LLCSecrest Blakey & Associates, LLC02-08-2019
Ashley Rena MyersPNC InvestmentsWells Fargo Clearing Services, LLC02-06-2019
Cheryl Winter CrawfordPackerland Brokerage Services, Inc.Royal Alliance Associates, Inc.02-06-2019
Melissa Godwin ScottInfinex Investments, Inc.First Citizens Investor Services, Inc.02-04-2019
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Showing 1 to 25 of 4,054 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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