Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert David SchaffODYSSEY ALLIANCE WEALTH ADVISORS, LLCNiagara International Capital Limited04-09-2018
ANDREW Joseph SCHULTZPNC InvestmentsAXA Advisors, LLC04-06-2018
Kenneth Carson Boyd Sr.LPL Financial LLCH. Beck, Inc.$2104-02-2018
Don Frederick KeelKeel and Long Financial ManagementFirst Command Financial Planning, Inc.03-30-2018
Alexander Reece StarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-29-2018
Eyan Michael TownsendWells Fargo Clearing Services, LLCEdward Jones$5003-29-2018
Gary Reid ClementsonFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-29-2018
James Colby LylesEdward JonesWells Fargo Clearing Services, LLC03-29-2018
Christopher Ryan PerriPNC InvestmentsSunTrust Investment Services, Inc.03-27-2018
Alfredo DipintoKestra Investment Services, LLCWells Fargo Clearing Services, LLC$10003-26-2018
Christopher Michael FinneyLPL Financial LLCCetera Investment Services LLC$15003-26-2018
Christopher Stuart NorrisBurlington Alliance Capital Management, LLCAllstate Financial Services, LLC03-26-2018
Thomas J Long IIIKeel and Long Financial ManagementFirst Command Financial Planning, Inc.03-23-2018
David Paokang ChuChu Capital Management L.L.C.Willingdon Wealth Management LLC03-22-2018
Emily Therese KeagleFinancial Transparency, LLCCSSC Brokerage Services, Inc.03-21-2018
Megan Fogle KopkaKopka Financial, LLCRaymond James Financial Services, Inc.03-21-2018
Paul Scott Van GinhovenFIG Advisory Services, LLCThe Leaders Group, Inc.03-21-2018
Peter M JawidzikLPL Financial LLCStratos Wealth Partners, Ltd$103-20-2018
Stephen Donald CampbellPruco Securities, LLC.LPL Financial LLC$103-19-2018
Amelia Justice HarmonInvestacorp, Inc.PNC Investments$103-15-2018
Gregory William SchlaudeckerAdaptFirst Investments LLCIntercarolina Financial Services, Inc.03-15-2018
John Nicholas FoyGreenway Wealth Advisors, LLCCavu Wealth Advisors03-14-2018
Kristy Michelle SnippertLPL Financial LLCCitizens Securities, Inc.03-14-2018
John Davis FlemingDixon Hughes Goodman Wealth Advisors LLCEdward Jones03-09-2018
James Ronald SchreiberSecurian Financial Services, Inc.MML Investors Services, LLC03-08-2018
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Showing 226 to 250 of 4,054 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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