Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan JonesDeep River Capital Advisors, LLCEdward Jones02-02-2018
Mitchel Conrad KrauseOther Side Asset Management, LLCStifel, Nicolaus & Company, Incorporated01-31-2018
Alva Lewis GrierProEquities, Inc.Lincoln Financial Securities Corporation$101-29-2018
Joseph Daniel Gay Jr.Capital Investment Group, Inc.Cetera Investment Services LLC01-29-2018
Chadwick M MangumCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2501-26-2018
Ryan Michael KimesSupreme Alliance LLCSentinel Wealth Management LLC01-26-2018
Suzanne G BarhamEdward JonesKestra Investment Services, LLC$5001-26-2018
Venus Michele JonesPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2018
Anthony SicariWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Inna CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation01-23-2018
Nathaniel Aaron MarquezPNC InvestmentsWells Fargo Clearing Services, LLC01-23-2018
Jessica Marie Norris ChatmonLPL Financial LLCEdward Jones01-22-2018
Keith CrosbyWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2018
Christopher Paul VasquesLPL Financial LLCLincoln Financial Securities Corporation$13901-19-2018
James Richard Lowe IILPL Financial LLCLincoln Financial Securities Corporation01-19-2018
Brandon Robert WhelanMorgan StanleyLPL Financial LLC01-18-2018
Frederick David GuntherLPL Financial LLCEdward Jones$10001-18-2018
Ravish Chander RattanHD Vest Investment ServicesPortfolio Medics, LLC01-18-2018
Brad Lee ClasbyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Mark Antony GreerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-12-2018
Pamela Dawn ClasbyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Andrew Richard MillerUBS Financial Services Inc.MML Investors Services, LLC01-11-2018
William Scarr ShefteSigma Financial CorporationCentaurus Financial, Inc.$1001-11-2018
Julie Lynn CroweRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.$1001-08-2018
William John VlahoulisOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5001-08-2018
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Showing 276 to 300 of 4,054 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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