Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Matthew PalkoCapital Investment Group, Inc.BB&T Securities, LLC$2501-05-2018
Mariah Faith DoyleRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.01-05-2018
Thomas John ScallonProEquities, Inc.AXA Advisors, LLC01-05-2018
Adam Matthew KearnsLPL Financial LLCCetera Investment Services LLC01-04-2018
Jason Wayne CroyStearns Financial GroupCapFinancial Securities, LLC.01-04-2018
Alan SimpsonColville Wealth Advisory, LLCSignator Investors, Inc.01-02-2018
Chad Philip TrevithickLPL Financial LLCBb&T Investment Services, Inc.$101-02-2018
Joseph BrifmanSoutheast Investments, N.C., Inc.CoreCap Investments, Inc.$101-02-2018
Katherine Carrowon BooneFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC01-02-2018
Timothy Marinus PhenecieQuestar Capital CorporationBB&T Investment Services, Inc.01-02-2018
Bruce A BirdEdward JonesPruco Securities, LLC.12-21-2017
Paul Woodson AbeleInnovation Partners LLCDFPG Investments, Inc.12-19-2017
Kathleen Payne CannonPNC InvestmentsFirst Citizens Investor Services, Inc.12-15-2017
James Griffin, Charles Moore IIILPL FinancialNationwide Securities$10012-15-2017
Kel Normann, Eric T. Vernon, Murphy Paderick, Miller RobinsRaymond JamesWells Fargo Advisors$80012-14-2017
John Worden ColemanColeman Advisory LLCQuestar Asset Management, Inc.12-13-2017
Eric Kenneth HaughwoutPNC InvestmentsEdward Jones12-12-2017
Julie Kathleen BenitzRaymond James Financial Services, Inc.LPL Financial LLC12-12-2017
Joseph Bailey VaughanStifel Nicolaus & Co.Wells Fargo Advisors$5412-11-2017
Gregory Mark HudsonBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Kelli Boykin PeeleFirst Citizens Investor Services, Inc.PNC Investments12-08-2017
Mallen Urso BruggemanAuctus Advisors LLCM Holdings Securities, Inc.12-08-2017
Michael Paul BishBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$112-08-2017
Justin Joseph MckayWells Fargo Clearing Services, LLCBb&T Investment Services, Inc.12-07-2017
Marcel DiazPNC InvestmentsMML Investors Services, LLC12-05-2017
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Showing 301 to 325 of 4,054 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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