Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mickey Murdock MortonBB&T INVESTMENT SERVICES, INC.Wells Fargo Clearing Services, LLC12-05-2017
Joseph Bailey Vaughan Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10012-04-2017
Burton Gloyden Stewart IIIHornor, Townsend & Kent, LLCSecurities America, Inc.$2512-01-2017
Diane Marie WillisLincoln Financial Securities CorporationINVEST Financial Corporation$112-01-2017
Peter Michael OwsiakGouws Capital LLCBMO Investment Distributors, LLC12-01-2017
David Bilbe MillerAuctus Advisors LLCM Holdings Securities, Inc.11-30-2017
Bruce Wayne CampbellBruce W. Campbell, LLCNext Financial Group, Inc.11-29-2017
John Augustus Godfrey Jr.Independent Advisor Alliance, LLCCornerstone Wealth11-29-2017
Kiran Prataprai DaveLPL Financial LLCNational Planning Corporation$5011-29-2017
Randall Scott WestBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-29-2017
Suraj Kiran DaveLPL Financial LLCNational Planning Corporation11-29-2017
Timothy Moore CreechLPL Financial LLCNational Planning Corporation$111-29-2017
Jill ShannonFortune Financial Services, Inc.SII Investments, Inc.11-28-2017
David Frank RotatoriIndependent Advisor Alliance, LLCCornerstone Financial Advisors11-27-2017
Russell Maughan Hull IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15011-24-2017
Nathan Douglas O'SteenW.Wall and Company, Inc.Aspire Private Capital11-22-2017
Lester Daniel BockowCapital Investment Group, Inc.Waddell & Reed11-20-2017
Michael Lorenzo TaylorSoutheast Investments, N.C., Inc.Horace Mann Investors, Inc.11-20-2017
Richard Alan CarrollAllstate Financial Services, LLCMML Investors Services, LLC$111-20-2017
Barbara W. MullCambridge Investment Research, Inc.Edward Jones$5011-17-2017
Kurt EngelhardtPNC InvestmentsWells Fargo Clearing Services, LLC11-16-2017
Benjamin Douglas HadleyAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC11-15-2017
Lawrence RochaInfinex Investments, Inc.Cetera Investment Services LLC11-15-2017
Paul Edward BrownIndependent Advisor Alliance, LLCLPL Financial LLC11-15-2017
Helen Porter ThorpRaymond James Financial Services, Inc.LPL Financial LLC11-13-2017
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Showing 326 to 350 of 4,054 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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